Capital markets and securities law and regulation Books
West Academic Publishing Securities Regulation
Book SynopsisThis is the nation’s first and oldest casebook on securities regulation. This edition has been streamlined for easier use, but it continues to provide instructors and students with the full range of tools for the in-depth study of securities regulation. It has been revised and updated to take into account the following: Initial coin offerings and sales of other crypto-assets Changes in the primary and secondary capital markets, including high frequency trading Certain amendments to the public disclosure requirements Amendments to the limited offering exemptions The ongoing debate around elements of Rule 10b–5 Regulation Best Interest Recent Supreme Court cases, including their implications for certain civil litigation and the SEC’s continued reliance on administrative proceedings
£269.10
Oxford University Press Principles of Corporate Finance Law
Book SynopsisCorporate finance theory seeks to understand how incorporated firms address the financial constraints that affect their investment decisions. This is achieved by using varied financial instruments that seek to give holders different claims on the firm''s assets. Recent scholarship in this area has highlighted the critical importance of the legal environment in explaining the choices that companies make about their capital structure. This book combines company law, capital markets law, and aspects of commercial and insolvency law to give readers a detailed understanding of the legal and regulatory issues relating to corporate finance. Informed by insights from theoretical and empirical work, the book examines from a legal perspective the key elements of corporate financing structures and capital markets in the UK. The authors'' practical experience of transactions and regulatory issues ensures that thorough scholarly inquiry and critical reflection are complemented by an assured underst
£56.99
Bloomsbury Publishing PLC Public and Private Enforcement of Securities
Book SynopsisThis book undertakes unique case studies, including interviews with participants, as well as empirical analysis, of public and private enforcement of Australian securities laws addressing continuous disclosure. Enforcement of laws is crucial to effective regulation. Historically, enforcement was the province of a government regulator with significant discretion (public enforcement). However, more and more citizens are being expected to take action themselves (private enforcement). Consistent with regulatory pluralism, public and private enforcement exist in parallel, with the capacity to both help and hinder each other, and the achievement of the goals of enforcement in a range of areas of regulation. The rise of the shareholder class action in Australia, backed by litigation funding or lawyers, has given rise to enforcement overlapping with that of the government regulator, the Australian Securities and Investments Commission. The ramifications of overlapping enforcement are explained based on detailed analysis. The analysis is further bolstered by the regulator’s approach to enforcement changing from a compliance orientation to a “Why not litigate?” approach. The analysis and ramifications of the Australian case studies involve matters of regulatory theory and practice that apply across jurisdictions. The book will appeal to practitioners, regulators and academics interested in regulatory policy and enforcement, and the operation of regulators and class actions, including their interaction.Table of Contents1. Introduction I. Research Questions II. Structure of the Text III. Scope of Study and Text IV. Case Studies V. Key Findings VI. Conclusion 2. Background I. Introduction II. Continuous Disclosure III. Misleading or Deceptive Conduct IV. ASIC Enforcement V. Shareholder Class Actions VI. Conclusion 3. Analytical Framework I. Introduction II. Deterrence III. Compensation IV. The Regulatory Process V. Conclusion 4. Case Studies I. Introduction II. Methodology III. Telstra IV. Multiplex V. Centro VI. Leighton VII. Conclusion – Summary of Case Studies 5. Application of the Analytical Framework to the Case Studies I. Introduction II. Application of the Analytical Framework – Deterrence III. Application of the Analytical Framework – Compensation IV. Application of the Analytical Framework – Regulatory Process V. Conclusion 7 6. Effectiveness and Coexistence of Regulatory Enforcement and Class Actions I. Introduction II. Effectiveness of ASIC Enforcement and Class Actions III. Ramifications of ASIC Enforcement and Class Actions Coexistence IV. Conclusion 7. Public and Private Enforcement Recalibrated I. Introduction II. ASIC’s Enforcement Approach Revisited III. Class Actions Revisited IV. Reformulating the Continuous Disclosure Laws V. ASIC Enforcement and Continuous Disclosure Class Actions Post-2017 VI. Conclusion 8. Coordination of Public and Private Enforcement I. Introduction II. Why Coordination? III. Existing Coordination Mechanisms IV. Coordination in Other Regulatory Regimes V. Concerns with Coordination VI. Coordination Strategies for Securities Regulation VII. Conclusion Appendix 1 I. Interview Questions for ASIC II. Interview Questions for Class Action Applicants, Litigation Funders and their Lawyers III. Interview Questions for Regulated Entity/Class Action Respondents’ Directors/Officers and their Lawyers IV. Summary of Interviews V. Interviews with Short Title Appendix 2 Table 1 Continuous disclosure infringement notices from 1 July 2004 to 30 June 2021 Table 2 Continuous disclosure enforceable undertakings – 1998 to 30 June 2021 Table 3 Continuous disclosure class actions – 2002 to 30 June 2021
£85.50
Cambridge University Press Enforcement of Corporate and Securities Law China
Book SynopsisThis book is the first of its kind in focusing on the enforcement of corporate and securities laws, both public and private, which is a relatively understudied but critically important issue for the development and health of global capital markets. The book has a special focus on the young system coming into being in the People's Republic of China (PRC), but also examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective. This single volume assembles a veritable 'dream team' of contributors who are amongst the very best scholars and legal specialists in the many national jurisdictions covered in the book. Hence, it is of significant value to corporate and securities regulators, judicial officials, prosecutors, litigation specialists, corporate counsel, legal and economic policymakers, scholars, think tanks, students, and investors alike.Table of ContentsPart I. Theoretical Framework: 1. The financial crisis: why have no high-level executives been prosecuted? Jed S. Rakoff; 2. Private enforcement in the United States and in Europe: a comparatist's ruminations and potential lessons for Asia Mathias Reimann; 3. Disclosure regulation and the rise of capital markets: nineteenth-century Britain and Germany compared Carsten Gerner-Beuerle; 4. Mandatory arbitration in consumer finance and investor contracts Michael S. Barr; 5. The bonding effect in cross-listed Chinese companies: is it real? Donald Clarke; Part II. China (Mainland): 6. Improving the civil liability system for false and misleading disclosure in the Chinese securities markets Liming Wang; 7. A question of class action in China Xianchu Zhang; 8. Private enforcement of securities law in China: past, present and future Robin Hui Huang; 9. Improving investor-friendly legal environment in Chinese capital markets Junhai Liu; 10. Enforcing fiduciary duties as tort liability in Chinese courts Jiangyu Wang; 11. China's free trade zone and latest development of the resolution mechanism for financial disputes: a perspective from the innovation of Qianhai international arbitration Xiaochun Liu; Part III. Common Law Jurisdictions: 12. Curbing managerial agency costs: private litigation and its substitutes in the US James D. Cox and Randall S. Thomas; 13. Private enforcement of corporate law: an empirical comparison of the UK and US John Armour, Bernard Black, Brian Cheffins and Richard Nolan; 14. Securities law enforcement and the rule of law Jeffrey G. MacIntosh; 15. Securities regulation in Australia - the role of the class action Michael Legg; 16. Enforcement of corporate and securities laws in India: the arrival of the class action? Vikramaditya Khanna; 17. Enforcement of Hong Kong's securities law - the underpinning philosophy Alexa Lam; Part IV. Civil Law Jurisdictions: 18. Enforcement of company and securities laws in Germany: an exercise in diversity Rainer Kulms; 19. Liability for misstatements to the market: the post-Parmalat years Guido Ferrarini and Paolo Giudici; 20. Growing securities litigation against issuers in Japan: its background and reality Gen Goto; 21. Private enforcement of company law and securities regulation in Korea Hwa-Jin Kim; 22. The IPC model for securities law enforcement in Taiwan Wen-yeu Wang; 23. Building enforcement capacity for Brazilian corporate and securities law John Armour and Caroline Schmidt; Conclusion Robin Hui Huang and Nicholas Calcina Howson; Index.
£90.90
LexisNexis UK The Law of Hedge Funds A Global Perspective
Book SynopsisThe Law of Hedge Funds is a concise yet comprehensive guide to the law in this area. Practical and user-friendly, it covers all the relevant legal aspects involved, including choice of jurisdiction and vehicle, service providers, prime brokerage, fund directors, the regulatory environment in the UK, the EU and the USA, marketing in various different jurisdictions, taxation, employment and the in-house perspective. This second edition has been updated to take account of the changes introduced by the Alternative Investment Funds Managers Directive (AIFMD).
£999.99
Bloomsbury Publishing PLC European Capital Markets Law
Book Synopsis“The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... seeking to obtain a general understanding of the market and how it is regulated.” – Ligia Catherine Arias Barrera, Banking & Finance Law Review The fully updated edition of this user-friendly textbook continues to systematise the European law governing capital markets and examines the underlying concepts from a broadly interdisciplinary perspective. The 3rd edition deals with 3 central developments: the project of the capital markets union; sustainable finance; and the further digitalisation of financial instruments and securities markets. The 1st chapter deals with the foundations of capital markets law in Europe, the 2nd explains the basics, and the 3rd examines the regime on market abuse. Chapter 4 explores the disclosure system and chapter 5 short-selling and high-frequency trading. The role of intermediaries, such as financial analysts, rating agencies, and proxy advisers, is described in chapter 6. Chapter 7 explains compliance and corporate governance in investment firms and chapter 8 illustrates the regulation of benchmarks. Finally, chapter 9 deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts. This is essential reading for students involved in the study of capital markets law and financial law.Trade ReviewThis work is probably the best treatise on European securities market law. … The book's greatest virtue is that this very important sector of the economy is approached from an interdisciplinary, systematic and dogmatic perspective. This point of view is not so common and is undoubtedly one of the main merits of the book. * Revista de derecho mercantil [Bloomsbury translation] *This book provides essential background information for understanding European capital markets law. -- Toshiaki Yamanaka * University of Tsukuba *Table of ContentsSUMMARY CONTENTS 1 Foundations of Capital Markets Legislature in Europe § 1. History (Rüdiger Veil) § 2. Concept and Aims of Capital Markets Regulation (Rüdiger Veil) § 3. Legislative Powers for Regulating and Harmonising Capital Markets in Europe (Rüdiger Veil) § 4. Rule-Making Process (Fabian Walla) § 5. Sources of Law and Principles of Interpretation (Rüdiger Veil) § 6. Intra- and Interdisciplinarity (Rüdiger Veil) 2 Basics of Capital Markets Law § 7. Capital Markets (Rüdiger Veil) § 8. Financial Instruments (Rüdiger Veil) § 9. Market Participants (Rüdiger Veil) § 10. Cryptoassets and DLT Market Infrastructures (Rüdiger Veil) § 11. Capital Markets Supervision (Fabian Walla) § 12. Sanctions (Rüdiger Veil) 3 Market Abuse § 13. Foundations (Rüdiger Veil) § 14. Insider Dealing (Rüdiger Veil) § 15. Market Manipulation (Rüdiger Veil) 4 Disclosure System § 16. Foundations (Hendrik Brinckmann) § 17. Prospectus Disclosure (Rüdiger Veil) § 18. Periodic Disclosure (Hendrik Brinckmann) § 19. Disclosure of Inside Information (Rüdiger Veil) § 20. Disclosure of Major Holdings (Rüdiger Veil) § 21. Directors’ Dealings (Rüdiger Veil) § 22. Corporate Governance and Shareholder Rights (Rüdiger Veil) 5 Trading Activities § 23 Investment Objectives (Rüdiger Veil) § 24 Short Sales and Credit Default Swaps (Fabian Walla) § 25 Algorithmic Trading and High-Frequency Trading (Marcus Lerch) 6 Intermediaries § 26 Financial Analysts (Rüdiger Veil) § 27 Rating Agencies (Rüdiger Veil) § 28 Proxy Advisors (Rüdiger Veil) 7 Investment Firms § 29 Foundations (Rüdiger Veil) § 30 Investment Services (Rüdiger Veil) § 31 Product Intervention (Rüdiger Veil) § 32 Foundations of Compliance (Malte Wundenberg) § 33 Compliance Requirements (Malte Wundenberg) § 34 Governance (Malte Wundenberg) 8 Regulation of Benchmarks § 35 Foundations (Malte Wundenberg) § 36 Market Supervision and Organisational Requirements (Malte Wundenberg) 9 Takeover Law § 37 Foundations (Rüdiger Veil) § 38 Public Takeovers (Rüdiger Veil) § 39 Mandatory Bid (Rüdiger Veil) § 40 Defence against Takeover Bids (Rüdiger Veil)
£56.99
West Academic Publishing Securities Regulation: Selected Statutes, Rules
Book SynopsisNew book purchase includes complimentary digital access to the eBook.Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2021.
£99.45
Oxford University Press Prospectus Liability Rules in Europe and Beyond
Book Synopsis
£118.75
Columbia University Press How They Got Away With It
Book SynopsisTrade ReviewWe have clearly not learned the lessons of past financial debacles, a central one being that crime has played a significant role in them. Unlike traditional economic and legal analyses, this volume starts from the (correct) premise that criminal offending was a central phenomenon in the meltdown. Its contents provide diverse and penetrating analyses of how fraud occurred and how it might best be prevented. This work provides an excellent foundation for further academic research and needs to be on the desk of every legislator dealing with financial regulation. -- Henry N. Pontell, University of California, Irvine, coauthor of Profit Without Honor: White-Collar Crime and the Looting of America Criminology failed the challenges of the global financial crisis. In this book, leading criminologists put this right by explaining impunity for the crimes of financial capitalism. It is rich with insight on how Wall Street games regulation. When Goldman Sachs takes fat fees to help Greece conceal its debt, is fraud involved? Are millions of unemployed Greeks victims of fraud? Are we all? What of Goldman Sachs then placing bets on the failure of the Greek economy? These are the questions considered in this important work. -- John Braithwaite, Australian National University ...this book is a valuable resource for details about the financial crisis. Library JournalTable of ContentsAcknowledgmentsIntroductionPart I: Roots of the Crisis 1. Wall Street: Crime Never Sleeps David O. Freidrichs 2. The Logics of Finance: Abuse of Power and Systemic Crisis Saskia Sassen 3. America's Ponzi Culture Susan Will 4. Bernie Madoff Jock YoungPart II: Enablers of Fraud 5. Unaccountable External Auditors and Their Role in the Economic Meltdown Gilbert Geis 6. And Some with a Fountain Pen: Mortgage Fraud Subprime Bubble Harold C. Barnett 7. Generating the Alpha Return: How Ponzi Schemes Lure the Unwary in an Unregulated Market David ShapiroPart III: Perverted Justice 8. The Technological Advantages of Stock Market Traders Laureen Snider 9. Why CEOs Are Able to Loot with Impunity-and Why It Matters William K. Black 10. The Facade of Enforcement: Goldman Sachs the Politics of Blame Justin O'BrienPart IV: Perspectives from Afar 11. Reappraising Regulation: The Politics of "Regulatory Retreat" in the United Kingdom Steve Tombs and David Whyte 12. How They Still Try to Get Away with It: Crime in the Dutch Real Estate Sector Before and After the Crisis Hans Nelen and Luuk Ritzen 13. Economic and Financial Criminality in Portugal Rita Faria 14. Greece "For Sale": Casino Economy and State-Corporate Crime Sophia Vidali 15. Financial Fraud in China: A Structural Examination of Law and Law Enforcement Hongming ChengEpilogue Can They Still Get Away with It? Appendix A Short (Global) History of Financial Meltdowns Compiled by Alex Holden Contributors Index
£25.20
Edward Elgar Publishing Ltd EU Market Abuse Regulation: A Commentary on
Book SynopsisThis comprehensive Commentary examines the implications of the EU’s Market Abuse Regulation, introduced following the 2008 financial crisis after gaps were identified in the existing regulatory framework. It explores whether and how the Regulation achieves its aims of preserving the integrity of financial markets by preventing insider dealing and market manipulation, providing a harmonised legal framework, and increasing legal certainty for all market participants.Key features include: in-depth contributions from leading scholars and practitioners in the field practical discussion of the interpretation and implementation of the Regulation, including pertinent national and European case law systematic article-by-article analysis of the Regulation, illuminating the purpose of each provision as well as providing relevant historical and legal context Scholars of EU financial and banking law, particularly those with an interest in market abuse and financial crime and corruption, will find this Commentary a valuable resource. It will also be of great practical benefit for practitioners and in-house counsel working for or with banks, investment firms and other financial institutions.Trade Review‘This book provides an exhaustive analysis of the Market Abuse Regulation, which, despite Brexit, continues to be of core concern to practitioners in this area, for two reasons. First, the Regulation continues as part of domestic UK law as “retained EU law” and, second, its status in relation to EU financial markets remains undisturbed. This book, written by a distinguished group of scholars, lays out, article by article, a complete analysis of the Regulation and its now extensive accompanying pieces of secondary legislation and CJEU decisions. It brings together in a single volume a clear and incisive assessment of all the issues arising, and likely to arise, in the regulation of this notoriously challenging area of market behaviour.’ -- Paul L. Davies QC, University of Oxford, UK‘This is an invaluable guide to the Market Abuse Regulation. It is well structured and formatted allowing the reader to access the relevant information with ease. It provides useful information on the context and historical development of the various provisions and highlights the significant changes to the existing law. It identifies the objectives of each of the Articles providing links to relevant literature, caselaw, related legislation and guidance. The authors are experts in their fields and together they provide insights into the salient academic, public service, public policy, regulatory, jurisprudential, and practical dimensions of the Regulation. Although particular reference is made to the application of the market abuse regime in Austria, France, Germany and the UK, this text will provide a valuable resource to academics, regulators and practitioners in all Member States seeking to understand and implement the Market Abuse Regulation.’ -- Blanaid Clarke, Trinity College Dublin, Ireland‘If you have any question about the EU’s Market Abuse Regulation and its interpretation, look no further. This book provides a profound and authoritative analysis of each of its sections, as well as an excellent survey of private enforcement of capital markets law in Europe. It will be very useful to anyone working in European capital markets law.’ -- Martin Gelter, Fordham University School of Law, USTable of ContentsContents: 1 Subject matter 1 Elena Guggenberger 2 Scope 4 Elena Guggenberger 3 Definitions 10 Elena Guggenberger 4 Notifications and list of financial instruments 29 Elena Guggenberger 5 Exemption for buy-back programmes and stabilisation 33 Susanne Kalss 6 Exemption for monetary and public debt management activities and climate policy activities 52 Susanne Kalss 7 Inside information 56 Mario Hössl-Neumann and Ulrich Torggler 8 Insider dealing 82 Martin Winner 9 Legitimate behaviour 116 Martin Winner 10 Unlawful disclosure of inside information 139 Mario Hössl-Neumann and Ulrich Torggler 11 Market soundings 154 Mario Hössl-Neumann and Ulrich Torggler 12 Market manipulation 169 Susanne Kalss 13 Accepted market practices 182 Susanne Kalss 14 Prohibition of insider dealing and of unlawful disclosure of inside information 190 Martin Winner 15 Prohibition of market manipulation 195 Martin Oppitz 16 Prevention and detection of market abuse 199 Florian Kusznier 17 Public disclosure of inside information 203 Susanne Kalss and Clemens Hasenauer 18 Insider lists 243 Ursula Rath 19 Managers’ transactions 261 Susanne Kalss and Clemens Hasenauer 20 Investment recommendations and statistics 297 Martin Oppitz 21 Disclosure or dissemination of information in the media 303 Martin Oppitz 22 Competent authorities 309 Peter Jedlicka 23 Powers of competent authorities 317 Peter Jedlicka 24 Cooperation with ESMA 327 Alfred Schramm 25 Obligation to cooperate 331 Alfred Schramm 26 Cooperation with third countries 341 Alfred Schramm 27 Professional secrecy 348 Alfred Schramm 28 Data protection 352 Alfred Schramm 29 Disclosure of personal data to third countries 353 Alfred Schramm 30 Administrative sanctions and other administrative measures 354 Michael Rohregger and Nina Palmstorfer 30A Appendix to Art 30 MAR – Private enforcement 360 Chris Thomale 31 Exercise of supervisory powers and imposition of sanctions 414 Michael Rohregger and Charlotte Pechhacker 32 Reporting of infringements 418 Michael Rohregger and Charlotte Pechhacker 33 Exchange of information with ESMA 424 Michael Rohregger and Charlotte Pechhacker 34 Publication of decisions 428 Michael Rohregger and Nina Palmstorfer 35 Exercise of the delegation 432 Elisabeth Drach 36 Committee procedure 435 Elisabeth Drach 37 Repeal of Directive 2003/6/EC and its implementing measures 437 Elisabeth Drach 38 Report 439 Elisabeth Drach 39 Entry into force and application 441 Elisabeth Drach Annex I 443 Annex II 445 Index 450
£203.00
MIT Press Ltd Capital Markets Union and Beyond The MIT Press
Book Synopsis
£49.60
Cambridge University Press Industrial Policy and the World Trade Organization
Book SynopsisThe severe global financial crisis of 2008 could not be overcome without government interventions through industrial policy. This timely book analyses industrial policy from the perspectives of trade law and economics under the WTO system. The author expertly examines both general tools of protecting and supporting domestic producers and specific topics like special economic zones, localization, greening measures and creative economy. In addition to legal texts and jurisprudence, this book extensively utilizes other WTO materials to show what is actually discussed in WTO meetings and forums on relevant issues. Where applicable, the author advances practical recommendations for ''right'' or ''optimal'' industrial policy in certain contexts based on trade rules, case law and some countries'' real experiences. The author concludes this work with some thoughts on concrete actions to be taken at the WTO and national levels and in academic circles in order to better tackle industrial policy issues.Trade Review'Professor Shadikhodjaev has written a must-have reference book for anyone who cares about the role of governments in the global economy and world trading system.' Julia Ya Qin, Wayne State University and Peking University International Law Institute'This informative book describes what forms of industrial policy are consistent with the rules of the World Trade Organization. The book is densely written and thick with legal terminology, but it is valuable as an authoritative reference work. In addition to analyzing WTO policies, Shadikhodjaev provides a useful catalog of areas where the WTO's rules are ambiguous and suggests how they might be clarified and improved.' Richard N. Cooper, Foreign AffairsTable of ContentsPart I. General Tools of Industrial Policy: 1. Industrial policy under the global trade regime; 1.1. The conceptual framework for industrial policy; 1.2. The multilateral trading system and industrial policy; 1.3. Concluding remarks; 2. Protection of domestic industry; 2.1. Border restrictions; 2.2. Taxes; 2.3. Product standards; 2.4. Protection of services industries; 2.5. Concluding remarks; 3. Promotion of domestic industry; 3.1. The economics of government subsidies; 3.2. The WTO subsidy regime; 3.3. Industrial policies in upstream sectors; 3.4. Concluding remarks; Part II. Special Topics of Industrial Policy: 4. Free zones and industrial development; 4.1. Free zones as an industrial policy tool; 4.2. Free zones under the revised Kyoto Convention; 4.3. Free zones under WTO rules; 4.4. Customs and trade rules: some questions of concurrent application; 4.5. Concluding remarks; 5. Local content requirements and industrialization; 5.1. LCRs and world practice; 5.2. Review of the economic literature; 5.3. The scope of the WTO-applicability to LCRs; 5.4. Legality of LCRs under WTO rules; 5.5. Data localization requirements as an emerging issue; 5.6. Concluding remarks; 6. The greening of industrial policy; 6.1. Environmental dimensions of industrial policy and trade; 6.2. Border carbon adjustments; 6.3. Renewable energy subsidies; 6.4. Environmental labels; 6.5. Environmental exceptions under GATT Article XX; 6.6. Harmonization of the trade and environmental regimes; 6.7. Concluding remarks; 7. Industrial policy in the age of creative economy; 7.1. Creative economy as a new paradigm of industrial policy; 7.2. The status of creative products under the WTO legal framework; 7.3. Creative economy and technological progress under WTO law; 7.4. Policy space for trade restrictions on creative products; 7.5. Concluding remarks.
£95.00
Nova Science Publishers Inc Credit Rating Agencies: Regulation & Reform Act
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£139.49
Nova Science Publishers Inc Unmanned Aerial Vehicle Proliferation & Export
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£67.99
Nova Science Publishers Inc Import Trade & U.S. Customs & Border Protection:
Book SynopsisInternational trade is a critical component of the U.S. economy, with U.S. merchandise imports and exports amounting to $2.2 trillion and $1.5 trillion in 2011, respectively. The efficient flow of legally traded goods in and out of the United States is thus a vital element of the country''s economic security. U.S. Customs and Border Protection (CBP), within the Department of Homeland Security (DHS), is the primary agency charged with ensuring the smooth flow of trade through U.S. ports of entry. CBP''s policies with regard to U.S. imports are designed to: facilitate the smooth flow of imported cargo through U.S. ports of entry; enforce trade and customs laws designed to protect U.S. consumers and business and to collect customs revenue; and enforce import security laws designed to prevent weapons of mass destruction, illegal drugs, and other contraband from entering the U.S. - a complex and difficult mission. This book describes and analyses import policy and CBP''s role in the U.S. import process, with a focus on the legislative history of customs laws; "trusted trader" programs to improve enforcement of intellectual property and trade remedy laws, to strengthen cargo scanning practices, and/or to promote modernisation of customs data systems.
£119.99
Nova Science Publishers Inc National Network of Fusion Centers:
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£139.49
Nova Science Publishers Inc U.S. Nuclear Weapons Force: Reduction &
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£106.49
Nova Science Publishers Inc Cyber Resiliency, Security & Cloud Computing
Book SynopsisThe United States cannot be confident that our critical Information Technology (IT) systems will work under attack from a sophisticated and well-resourced opponent utilising cyber capabilities in combination with all of their military and intelligence capabilities. While the Department of Defense takes great care to secure the use and operation of the "hardware" of its weapon systems, these security practices have not kept up with the cyber adversary tactics and capabilities. Further, the same level of resource and attention is not spent on the complex network of information technology (IT) systems that are used to support and operate those weapons or critical cyber capabilities embedded within them. This book provides recommendations for a workable framework; details about how the Department could prepare to operate in a cyber-contested environment; and the task force describes the specific aspects of the cloud computing configuration that are relevant to avoid the simple choice of public or private clouds.
£189.74
Nova Science Publishers Inc NSA Intelligence Collection, Leaks & the
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£119.99
Nova Science Publishers Inc National Biosurveillance Strategy & Associated
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£55.99
LEGARE STREET PR Blue Sky Laws
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Legare Street Press Legal Aspects of the Transfer of Securities
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Legare Street Press The The Law Relating to Prospectuses Simply and Exhaustively Stated for Lawyers and Laymen
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Legare Street Press Corporate Securities
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Legare Street Press The The Law Of Corporate Securities As Decided In The Federal Courts
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Creative Media Partners, LLC Die Lehre von den Inhaberpapieren oder Obligationen au Porteur
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Creative Media Partners, LLC Regulation Of Hedge Funds
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Creative Media Partners, LLC Commodity Futures Trading Commission
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Vandeplas Publishing Law and the Financial System - Securitization and Asset Backed Securities: Law, Process, Case Studies, and Simulations
£81.57
Bloomsbury Publishing PLC The Financial Crisis in Constitutional Perspective: The Dark Side of Functional Differentiation
Book SynopsisThis volume presents the first thorough sociologically-informed legal analysis of the financial crisis which unfolded in 2008. It combines a multitude of theoretically informed analyses of the causes, dynamics and reactions to the crisis and contextualises these within the general structural transformations characterising contemporary society. It furthermore explores the constitutional implications of the crisis and suggests concrete changes to the constitutional set-up of contemporary society. Although the question of individual responsibility is of crucial importance, the central idea animating the volume is that the crisis cannot be reduced to a mere failure of risk perception and management for which individual and collective actors within and outside of financial organisations are responsible. The 2008 crisis should rather be understood as a symptom of far deeper structural transformations. For example contemporary society is characterised by massive accelerations in the speed with which societal processes are reproduced as well as radical expansions in the level of globalisation. These transformations have, however, been asymmetrical in nature insofar as the economic system has outpaced its legal and political counterparts. The future capability of legal and political systems to influence economic reproduction processes is therefore conditioned by equally radical transformations of their respective operational forms and self-understanding. Potentially the 2008 crisis, therefore, has far-reaching constitutional implications.Trade Review...a welcome addition to this scholarship. It presents the first systems-theoretical analysis of this topic. One of the chief virtues of this book is that it avoids becoming entangled in the details of the regulatory responses in the aftermath of the global financial crisis. Instead, the authors step back and attempt to shed light on the deeper problems that led to the latest financial turmoil and the challenges ahead. Another particularly admirable quality of this edited volume is that it challenges the common orthodoxy that sees the latest crisis as a failure of risk perception and management. The book convincingly demonstrates that the financial crisis of 2008 is a symptom of deeper structural transformations. An interesting feature of this book is that it integrates a range of insights from the discipline of economics ...the volume is an exemplary case of scholarly work that demonstrates the explanatory power of systems theory. In short, this edited volume contains a host of sophisticated and insightful essays which are worth reading. -- Andromachi Georgosuli * International Journal of Constitutional Law, Volume 10, No. 4 *...an excellent and varied analysis of the financial crisis from an original and much inexplored standpoint, tackling a widely covered (and unfortunately still extremely topical) issue from a totally new perspective. The book does so in a thorough and engaging way and one that benefits from significant sociological knowledge, becoming of interest to anyone wishing to understand more about theoretical and practical aspects of the constitutional dimension of the crisis which unfolded in 2008. It will be a valuable addition to the libraries of scholars, policy-makers, students and anyone interested in better understanding the financial crisis and the constitutional processes alike. -- Giorgio Tosetti Dardanelli * European Journal of Risk Regulation, Volume 2 *If crisis is the key concern and pivot of the collection, the question of what constitutes a crisis, on what register, is the specific theme of a number of contributions of the book. The essays by Jean Clam and Dirk Baecker are demanding pieces of conceptual analysis,…Chris Thornhill's important contribution here … tracks the shifting articulation of political power in society from 'the State' to 'rights'…in relation to the meaning of crisis, for me the outstanding contribution is Hauke Brunkhorst's fine piece, in which he masterfully combines Luhmann, Habermas and Marx to develop an erudite analysis of the 'return of crisis'. -- Emilios Christodoulidis * Jurisprudence, Volume 4, Number 2 *...sophisticated and insightful contributions... -- Cesare Pinelli * European Constitutional Law Review *Table of ContentsIntroduction Poul F Kjaer SECTION I: The Financial Crisis in a Systemic Perspective 1. A Constitutional Moment? The Logics of 'Hitting the Bottom' Gunther Teubner 2. Towards a General Theory of Function System Crises Rudolf Stichweh SECTION II: Dynamics Section II.1: The Breakdown of Expectations 3. The Financial Market Crisis—a Case of Network Failure? Karl-Heinz Ladeur 4. Death by Complexity—the Financial Crisis and the Crisis of Law in World Society Moritz Renner 5. Political Epidemiology and the Financial Crisis Urs Stäheli Section II.2: Fundamental Crises of society 6. The Return of Crisis Hauke Brunkhorst 7. The Culture Form of Crisis Dirk Baecker 8. What is a Crisis? Jean Clam SECTION III: Reactions Section III.1: Regulatory Reactions 9. Eroding Boundaries: On Financial Crisis and an Evolutionary Concept of Regulatory Reform Marc Amstutz 10. The Failure of Regulatory Institutions—a Conceptual Framework Alberto Febbrajo Section III.2: Individual and Collective Reactions 11. Struggles for Law: Global Social Rights as an Alternative to Financial Market Capitalism Kolja Möller 12. The Ethics of the Financial Crisis Aldo Mascareño Section III.3: Constitutional Transformation 13. The Future of the State Chris Thornhill 14. Law and Order within and Beyond National Configurations Poul F Kjaer
£100.00
Brill Securities and Capital Markets Regulation in South Africa: A Contemporary View
Book SynopsisAn effective capital markets industry has existed in South Africa for over 120 years. As recently as 2015, South Africa was considered the best regulator of securities in the world. The fall out from the GFC contained lessons for all markets, but not to the same extent. In the pursuit of G20 inspired conformity, aspects of the South African reform agenda may therefore appear replicative of initiatives in other jurisdictions and, consequently, uncritical in parts. In light of the fall to forty sixth place in the world in securities regulation ranking and some uncertainty in respect of the extent and shape of the reform process, C. King Chanetsa reviews activities in South Africa along the busy securities and capital markets value chain, and considers the continuing and emerging regulatory and supervisory framework.Table of ContentsSecurities and Capital Markets Regulation in South Africa A Contemporary View C. King Chanetsa Abstract Keywords Introduction PART A – Regulation PART B – Supervision Conclusion Acknowledgements Bibliography
£71.44
Brill Transparency and Information Asymmetry in Financial Markets: A Critical Perspective
Book SynopsisDaniel Bar Aharon critically explores the European Union’s mounting regularity frameworks pertaining to transparency through mandated disclosure requirements within the purview of traditional investor protection regulation in financial markets. Traditionally, financial regulatory frameworks maintain a status quo assumption of “rational investors” contained within neoclassical economic theory; however, reoccurring financial incidents have exposed a critical flaw in this understanding, consequently requiring further examination of the interplay between behavioral finance and financial regulation.Table of ContentsList of Figures Abbreviations Transparency and Information Asymmetry in Financial Markets Daniel Bar Aharon Abstract Keywords 1 Introduction 2 Review of Traditional Economic and Legal Frameworks 3 Behavioral Finance: Market and Regulatory Implications 4 Critical Reflection of EU Investor Protection Frameworks 5 Interplay between Behavioral Finance and Investor Protection 6 Conclusion Notes on Contributor References
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Brill Key Regulatory Initiatives in EU Sustainable Banking: Exploring Sustainability Risk Management in the EU Banking Industry
Book SynopsisIn Key Regulatory Initiatives in EU Sustainable Banking – Exploring Sustainability Risk Management in the EU Banking Industry, the author studies the current regulatory regime addressing sustainability in Europe, aiming to identify whether such regulatory frameworks can be considered a strategic opportunity, or contrastingly, a strategic burden for credit institutions.Table of ContentsKey Regulatory Initiatives in the EU Sustainable Banking Exploring Sustainability Risk Management in the EU Banking Industry Alexandra-Cristina Hanganu Abstract Keywords 1 Introduction 2 Methodology & Conceptual Framework 3 Sustainability – A Cross-Industry Salient Topic 4 Regulatory Reforms Addressing Sustainability 5 Environmental, Social & Governance (ESG) Risks 6 An Adjusting Banking Industry 7 Sustainability Implementation – A Strategic Opportunity or Burden? 8 Discussions 9 Conclusion Figures Tables Abbreviations Notes on Contributor References
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Amazon Digital Services LLC - Kdp Llc Formation Handbook
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Independently Published The Mental Capacity Act in Practice
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Bloomsbury Publishing PLC Markets in CryptoAssets Regulation
Book SynopsisThis book provides a commentary on the Markets in Crypto-Assets Regulation (MiCAR), a game-changing EU regulation for crypto-assets and crypto-asset services.Directly applicable in all EU Member States, MiCAR serves as a benchmark for future regulation in other jurisdictions, influencing rulemaking and crypto industry around the world.In this book, leading experts in the fields of financial law, regulation, and technology examine the goals, rules and operation of MiCAR. The book explores its provisions in the broader context of current market practices, technological developments, existing financial law instruments (eg MiFID II, Prospectus Regulation, Crowdfunding Regulation and Market Abuse Regulation), court cases (eg the bankruptcies of FTX and Celsius), regulatory initiatives in the USA and the UK, as well as soft law instruments.The book is designed for anyone dealing with crypto-assets or considering entering the crypto space. This includes representatives from legal and business communities, both incumbent (banks, investment firms, investment funds) and new market players (crypto exchanges, wallet service providers, issuers of stablecoins), supervisory authorities, students and academics.The reader will gain a deep understanding of the scope and structure of MiCAR, key terms used in it, its rationale, and the main rules for issuers of crypto-assets, crypto-asset service providers, and crypto-asset services.
£100.00
de Gruyter Bankrechtstag 2022 Und 2023
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Mohr Siebeck GmbH & Co. K Marktmanipulation unter Geltung der MiCAR
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Duncker & Humblot Drittglaubigerschutz Bei
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Duncker & Humblot Die Verfassungsmassigkeit Der
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Duncker & Humblot Financial Contracting in Venture Capital Am
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Duncker & Humblot Reformbedarf Bei Short-Attacken
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Duncker & Humblot GmbH BlockchainToken ALS Funktionelle Wertpapiere
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Duncker & Humblot GmbH Die AdhocPublizität in der Krise und Insolvenz
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Duncker & Humblot GmbH Cyberrisiken und Unternehmensorganisation
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Duncker & Humblot GmbH Delisting unter Wert de lege lata et ferenda
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Duncker & Humblot GmbH Kapitalmarktrechtliche Haftungsrisiken beim
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Duncker & Humblot GmbH Das Zuwendungsregime der MiFID II
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