Description

The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice

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Hardback by Thomas J. Hine , John K. Brubaker

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The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month... Read more

    Publisher: John Wiley & Sons Inc
    Publication Date: 03/07/2007
    ISBN13: 9780470126325, 978-0470126325
    ISBN10: 0470126329

    Number of Pages: 336

    Non Fiction , Business, Finance & Law

    Description

    The right brain guide to NASD compliance for Registered Representatives

    This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

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