Description
Book SynopsisThis practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity.
Trade ReviewAlthough the book is geared toward lawyers, executives, and compliance professionals, all employees, employers, managers, and business owners would benefit from familiarity with the basic compliance and business principles outlined in the book. This book would also be very useful in a classroom setting. It is a well written, easy read that provides an overview of compliance management. * Milwaukee Bar Association Messenger *
Table of ContentsPreface Section I: Importance and Foundations of Compliance Management Chapter One Why Doing the Right Thing Matters
Chapter Two Dealing with Ethical Challenges
Chapter Three Corporate Governance, Corporate Responsibility, and the Environment
Chapter Four Risk Assessment and Structuring the Program
Chapter Five Elements of a Compliance Program
Section II: Critical Success Factors for Compliance Management Chapter Six Oversight and a Culture of Compliance
Chapter Seven Education and Training
Chapter Eight Understanding Fraud and Other Wrongdoing
Chapter Nine Identification, Investigation, and Enforcement
Chapter Ten Compliance Program Evaluation
Section III: Mitigating Risk: A Brief on Compliance with Various Laws Chapter Eleven International Compliance
Chapter Twelve Money Laundering
Chapter Thirteen Health Care Concerns and Data Privacy
Chapter Fourteen Fair Labor Standards Act
Chapter Fifteen The Environmental Protection Act and Amnesty Provisions
Chapter Sixteen Antitrust Compliance
Notes Index
