Description

Book Synopsis


Table of Contents

Contributor List xvii

Foreword 1 xxiii

Foreword 2 xxv

Acknowledgments xxvii

List of Abbreviations xxix

Part 1 Introduction and Basics 1

1 Introduction and Motivation 3
Patrick Marsch, Ömer Bulakçı, Olav Queseth and Mauro Boldi

1.1 5th Generation Mobile and Wireless Communications 3

1.2 Timing of this Book and Global 5G Developments 5

1.3 Scope of the 5G System Described in this Book 8

1.4 Approach and Structure of this Book 10

References 12

2 Use Cases, Scenarios, and their Impact on the Mobile Network Ecosystem 15
Salah Eddine Elayoubi, Michał Maternia, Jose F. Monserrat, Frederic Pujol, Panagiotis Spapis, Valerio Frascolla and Davide Sorbara

2.1 Introduction 15

2.2 Main Service Types Considered for 5G 16

2.3 5G Service Requirements 17

2.4 Use Cases Considered in NGMN and 5G PPP Projects 18

2.5 Typical Use Cases Considered in this Book 25

2.6 Envisioned Mobile Network Ecosystem Evolution 28

2.7 Summary and Outlook 33

References 34

3 Spectrum Usage and Management 35
Thomas Rosowski, Rauno Ruismaki, Luis M. Campoy, Giovanna D’Aria, Du Ho Kang and Adrian Kliks

3.1 Introduction 35

3.2 Spectrum Authorization and Usage Scenarios 36

3.3 Spectrum Bandwidth Demand Determination 39

3.4 Frequency Bands for 5G 41

3.5 Spectrum Usage Aspects at High Frequencies 44

3.6 Spectrum Management 49

3.7 Summary and Outlook 53

References 54

4 Channel Modeling 57
Shangbin Wu, Sinh L. H. Nguyen and Raffaele D’Errico

4.1 Introduction 57

4.2 Core Features of New Channel Models 59

4.3 Additional Features of New Channel Models 65

4.4 Summary and Outlook 74

References 75

Part 2 5G System Architecture and E2E Enablers 79

5 E2E Architecture 81
Marco Gramaglia, Alexandros Kaloxylos, Panagiotis Spapis, Xavier Costa, Luis Miguel Contreras, Riccardo
Trivisonno, Gerd Zimmermann, Antonio de la Oliva, Peter Rost and Patrick Marsch

5.1 Introduction 81

5.2 Enablers and Design Principles 82

5.3 E2E Architecture Overview 88

5.4 Novel Concepts and Architectural Extensions 97

5.5 Internetworking, Migration and Network Evolution 104

5.6 Summary and Outlook 112

References 112

6 RAN Architecture 115
Patrick Marsch, Navid Nikaein, Mark Doll, Tao Chen and Emmanouil Pateromichelakis

6.1 Introduction 115

6.2 Related Work 116

6.3 RAN Architecture Requirements 118

6.4 Protocol Stack Architecture and Network Functions 119

6.5 Multi‐Connectivity 129

6.6 RAN Function Splits and Resulting Logical Network Entities 133

6.7 Deployment Scenarios and Related Physical RAN Architectures 141

6.8 RAN Programmability and Control 144

6.9 Summary and Outlook 147

References 148

7 Transport Network Architecture 151
Anna Tzanakaki, Markos Anastasopoulos, Nathan Gomes, Philippos Assimakopoulos, Josep M. Fàbrega, Michela Svaluto Moreolo, Laia Nadal, Jesús Gutiérrez, Vladica Sark, Eckhard Grass, Daniel Camps‐Mur, Antonio de la Oliva, Nuria Molner, Xavier Costa Perez, Josep Mangues, Ali Yaver, Paris Flegkas, Nikos Makris, Thanasis Korakis and Dimitra Simeonidou

7.1 Introduction 151

7.2 Architecture Definition 153

7.3 Technology Options and Protocols 158

7.4 Self‐Backhauling 165

7.5 Technology Integration and Interfacing 168

7.6 Transport Network Optimization and Performance Evaluation 170

7.7 Summary 178

References 178

8 Network Slicing 181
Alexandros Kaloxylos, Christian Mannweiler, Gerd Zimmermann, Marco Di Girolamo, Patrick Marsch, Jakob Belschner, Anna Tzanakaki, Riccardo Trivisonno, Ömer Bulakçı, Panagiotis Spapis, Peter Rost, Paul Arnold and Navid Nikaein

8.1 Introduction 181

8.2 Slice Realization in the Different Network Domains 183

8.3 Operational Aspects 196

8.4 Summary and Outlook 202

References 204

9 Security 207
Carolina Canales‐Valenzuela, Madalina Baltatu, Luciana Costa, Kai Habel, Volker Jungnickel, Geza Koczian, Felix Ngobigha, Michael C. Parker, Muhammad Shuaib Siddiqui, Eleni Trouva and Stuart D. Walker

9.1 Introduction 207

9.2 Threat Landscape 208

9.3 5G Security Requirements 209

9.4 5G Security Architecture 211

9.5 Summary 224

References 224

10 Network Management and Orchestration 227
Luis M. Contreras, Víctor López, Ricard Vilalta, Ramon Casellas, Raúl Muñoz, Wei Jiang, Hans Schotten, Jose Alcaraz‐Calero, Qi Wang, Balázs Sonkoly and László Toka

10.1 Introduction 227

10.2 Network Management and Orchestration Through SDN and NFV 228

10.3 Enablers of Management and Orchestration 233

10.4 Orchestration in Multi‐Domain and Multi‐Technology Scenarios 238

10.5 Software‐Defined Networking for 5G 245

10.6 Network Function Virtualization in 5G Environments 251

10.7 Autonomic Network Management in 5G 252

10.8 Summary 258

References 259

Part 3 5G Functional Design 263

11 Antenna, PHY and MAC Design 265
Frank Schaich, Catherine Douillard, Charbel Abdel Nour, Malte Schellmann, Tommy Svensson, Hao Lin, Honglei Miao, Hua Wang, Jian Luo, Milos Tesanovic, Nuno Pratas, Sandra Roger and Thorsten Wild

11.1 Introduction 265

11.2 PHY and MAC Design Criteria and Harmonization 267

11.3 Waveform Design 269

11.4 Coding Approaches and HARQ 283

11.5 Antenna Design, Analog, Digital and Hybrid Beamforming 293

11.6 PHY/MAC Design for Multi‐Service Support 300

11.7 Summary and Outlook 310

References 311

12 Traffic Steering and Resource Management 315
Ömer Bulakçı, Klaus Pedersen, David Gutierrez Estevez, Athul Prasad, Fernando Sanchez Moya, Jan Christoffersson, Yang Yang, Emmanouil Pateromichelakis, Paul Arnold, Tommy Svensson, Tao Chen, Honglei Miao, Martin Kurras, Samer Bazzi, Stavroula Vassaki, Evangelos Kosmatos, Kwang Taik Kim, Giorgio Calochira, Jakob Belschner, Sergio Barberis and Taylan Şahin

12.1 Motivation and Role of Resource Management in 5G 315

12.2 Service Classification: A First Step Towards Efficient RM 317

12.3 Dynamic Multi‐Service Scheduling 321

12.4 Fast‐Timescale Dynamic Traffic Steering 328

12.5 Network‐based Interference Management 335

12.6 Multi‐Slice RM 350

12.7 Energy‐efficient RAN Moderation 354

12.8 UE Context Management 359

12.9 Summary and Outlook 360

References 361

13 Initial Access, RRC and Mobility 367
Mårten Ericson, Panagiotis Spapis, Mikko Säily, Klaus Pedersen, Yinan Qi, Nicolas Barati, Tommy Svensson, Mehrdad Shariat, Marco Giordani, Marco Mezzavilla, Mark Doll, Honglei Miao and Chan Zhou

13.1 Introduction 367

13.2 Initial Access 369

13.3 States and State Handling 381

13.4 Mobility 391

13.5 Summary and Outlook 404

References 404

14 D2D and V2X Communications 409
Shubhranshu Singh, Ji Lianghai, Daniel Calabuig, David Garcia‐Roger, Nurul H. Mahmood, Nuno Pratas, Tomasz Mach and Maria Carmela De Gennaro

14.1 Introduction 409

14.2 Technical Status and Standardization Overview 412

14.3 5G Air Interface Candidate Waveforms for Sidelink Support 418

14.4 Device Discovery on the Sidelink 424

14.5 Sidelink Mobility Management 427

14.6 V2X Communications for Road Safety Applications 430

14.7 Industrial Implementation of V2X in the Automotive Domain 434

14.8 Further Evolution of D2D Communications 438

14.9 Summary and Outlook 445

References 446

Part 4 Performance Evaluation and Implementation 451

15 Performance, Energy Efficiency and Techno‐Economic Assessment 453
Michał Maternia, Jose F. Monserrat, David Martín‐Sacristán, Yong Wu, Changqing Yang, Mauro Boldi, Yu Bao, Frederic Pujol, Giuseppe Piro, Gennaro Boggia, Alessandro Grassi, Hans‐Otto Scheck, Ioannis‐Prodromos Belikaidis, Andreas Georgakopoulos, Katerina Demesticha and Panagiotis Demestichas

15.1 Introduction 453

15.2 Performance Evaluation Framework 454

15.3 Network Energy Efficiency 467

15.4 Techno‐Economic Evaluation and Analysis of 5G Deployment 473

15.5 Summary 478

References 479

16 Implementation of Hardware and Software Platforms 483
Chia‐Yu Chang, Dario Sabella, David García‐Roger, Dieter Ferling, Fredrik Tillman, Gian Michele Dell’Aera, Leonardo Gomes Baltar, Michael Färber, Miquel Payaró, Navid Nikaein, Pablo Serrano,Raymond Knopp, Sandra Roger, Sylvie Mayrargue and Tapio Rautio

16.1 Introduction 483

16.2 Solutions for Radio Frontend Implementation 484

16.3 Solutions for Digital HW Implementation 492

16.4 Flexible HW/SW Partitioning Solutions for 5G 502

16.5 Implementation of SW Platforms 504

16.6 Implementation Example: vRAN/C‐RAN Architecture in OAI 506

16.7 Summary 516

References 517

17 Standardization, Trials, and Early Commercialization 521
Terje Tjelta, Olav Queseth, Didier Bourse, Yves Bellego, Raffaele de Peppe, Hisham Elshaer, Frederic Pujol, Chris Pearson, Chen Xiaobei, Takehiro Nakamura, Akira Matsunaga, Hitoshi Yoshino, Yukihiko Okumura, Dong Ku Kim, Jinhyo Park and Hong Beom Jeon

17.1 Introduction 521

17.2 Standardization Roadmap 522

17.3 Early Deployments 526

17.4 Summary 547

References 547

Index 551

5G System Design Architectural and Functional

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    A Hardback by Patrick Marsch, Ömer Bulakci, Olav Queseth

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      View other formats and editions of 5G System Design Architectural and Functional by Patrick Marsch

      Publisher: John Wiley & Sons Inc
      Publication Date: 04/05/2018
      ISBN13: 9781119425120, 978-1119425120
      ISBN10: 1119425123

      Description

      Book Synopsis


      Table of Contents

      Contributor List xvii

      Foreword 1 xxiii

      Foreword 2 xxv

      Acknowledgments xxvii

      List of Abbreviations xxix

      Part 1 Introduction and Basics 1

      1 Introduction and Motivation 3
      Patrick Marsch, Ömer Bulakçı, Olav Queseth and Mauro Boldi

      1.1 5th Generation Mobile and Wireless Communications 3

      1.2 Timing of this Book and Global 5G Developments 5

      1.3 Scope of the 5G System Described in this Book 8

      1.4 Approach and Structure of this Book 10

      References 12

      2 Use Cases, Scenarios, and their Impact on the Mobile Network Ecosystem 15
      Salah Eddine Elayoubi, Michał Maternia, Jose F. Monserrat, Frederic Pujol, Panagiotis Spapis, Valerio Frascolla and Davide Sorbara

      2.1 Introduction 15

      2.2 Main Service Types Considered for 5G 16

      2.3 5G Service Requirements 17

      2.4 Use Cases Considered in NGMN and 5G PPP Projects 18

      2.5 Typical Use Cases Considered in this Book 25

      2.6 Envisioned Mobile Network Ecosystem Evolution 28

      2.7 Summary and Outlook 33

      References 34

      3 Spectrum Usage and Management 35
      Thomas Rosowski, Rauno Ruismaki, Luis M. Campoy, Giovanna D’Aria, Du Ho Kang and Adrian Kliks

      3.1 Introduction 35

      3.2 Spectrum Authorization and Usage Scenarios 36

      3.3 Spectrum Bandwidth Demand Determination 39

      3.4 Frequency Bands for 5G 41

      3.5 Spectrum Usage Aspects at High Frequencies 44

      3.6 Spectrum Management 49

      3.7 Summary and Outlook 53

      References 54

      4 Channel Modeling 57
      Shangbin Wu, Sinh L. H. Nguyen and Raffaele D’Errico

      4.1 Introduction 57

      4.2 Core Features of New Channel Models 59

      4.3 Additional Features of New Channel Models 65

      4.4 Summary and Outlook 74

      References 75

      Part 2 5G System Architecture and E2E Enablers 79

      5 E2E Architecture 81
      Marco Gramaglia, Alexandros Kaloxylos, Panagiotis Spapis, Xavier Costa, Luis Miguel Contreras, Riccardo
      Trivisonno, Gerd Zimmermann, Antonio de la Oliva, Peter Rost and Patrick Marsch

      5.1 Introduction 81

      5.2 Enablers and Design Principles 82

      5.3 E2E Architecture Overview 88

      5.4 Novel Concepts and Architectural Extensions 97

      5.5 Internetworking, Migration and Network Evolution 104

      5.6 Summary and Outlook 112

      References 112

      6 RAN Architecture 115
      Patrick Marsch, Navid Nikaein, Mark Doll, Tao Chen and Emmanouil Pateromichelakis

      6.1 Introduction 115

      6.2 Related Work 116

      6.3 RAN Architecture Requirements 118

      6.4 Protocol Stack Architecture and Network Functions 119

      6.5 Multi‐Connectivity 129

      6.6 RAN Function Splits and Resulting Logical Network Entities 133

      6.7 Deployment Scenarios and Related Physical RAN Architectures 141

      6.8 RAN Programmability and Control 144

      6.9 Summary and Outlook 147

      References 148

      7 Transport Network Architecture 151
      Anna Tzanakaki, Markos Anastasopoulos, Nathan Gomes, Philippos Assimakopoulos, Josep M. Fàbrega, Michela Svaluto Moreolo, Laia Nadal, Jesús Gutiérrez, Vladica Sark, Eckhard Grass, Daniel Camps‐Mur, Antonio de la Oliva, Nuria Molner, Xavier Costa Perez, Josep Mangues, Ali Yaver, Paris Flegkas, Nikos Makris, Thanasis Korakis and Dimitra Simeonidou

      7.1 Introduction 151

      7.2 Architecture Definition 153

      7.3 Technology Options and Protocols 158

      7.4 Self‐Backhauling 165

      7.5 Technology Integration and Interfacing 168

      7.6 Transport Network Optimization and Performance Evaluation 170

      7.7 Summary 178

      References 178

      8 Network Slicing 181
      Alexandros Kaloxylos, Christian Mannweiler, Gerd Zimmermann, Marco Di Girolamo, Patrick Marsch, Jakob Belschner, Anna Tzanakaki, Riccardo Trivisonno, Ömer Bulakçı, Panagiotis Spapis, Peter Rost, Paul Arnold and Navid Nikaein

      8.1 Introduction 181

      8.2 Slice Realization in the Different Network Domains 183

      8.3 Operational Aspects 196

      8.4 Summary and Outlook 202

      References 204

      9 Security 207
      Carolina Canales‐Valenzuela, Madalina Baltatu, Luciana Costa, Kai Habel, Volker Jungnickel, Geza Koczian, Felix Ngobigha, Michael C. Parker, Muhammad Shuaib Siddiqui, Eleni Trouva and Stuart D. Walker

      9.1 Introduction 207

      9.2 Threat Landscape 208

      9.3 5G Security Requirements 209

      9.4 5G Security Architecture 211

      9.5 Summary 224

      References 224

      10 Network Management and Orchestration 227
      Luis M. Contreras, Víctor López, Ricard Vilalta, Ramon Casellas, Raúl Muñoz, Wei Jiang, Hans Schotten, Jose Alcaraz‐Calero, Qi Wang, Balázs Sonkoly and László Toka

      10.1 Introduction 227

      10.2 Network Management and Orchestration Through SDN and NFV 228

      10.3 Enablers of Management and Orchestration 233

      10.4 Orchestration in Multi‐Domain and Multi‐Technology Scenarios 238

      10.5 Software‐Defined Networking for 5G 245

      10.6 Network Function Virtualization in 5G Environments 251

      10.7 Autonomic Network Management in 5G 252

      10.8 Summary 258

      References 259

      Part 3 5G Functional Design 263

      11 Antenna, PHY and MAC Design 265
      Frank Schaich, Catherine Douillard, Charbel Abdel Nour, Malte Schellmann, Tommy Svensson, Hao Lin, Honglei Miao, Hua Wang, Jian Luo, Milos Tesanovic, Nuno Pratas, Sandra Roger and Thorsten Wild

      11.1 Introduction 265

      11.2 PHY and MAC Design Criteria and Harmonization 267

      11.3 Waveform Design 269

      11.4 Coding Approaches and HARQ 283

      11.5 Antenna Design, Analog, Digital and Hybrid Beamforming 293

      11.6 PHY/MAC Design for Multi‐Service Support 300

      11.7 Summary and Outlook 310

      References 311

      12 Traffic Steering and Resource Management 315
      Ömer Bulakçı, Klaus Pedersen, David Gutierrez Estevez, Athul Prasad, Fernando Sanchez Moya, Jan Christoffersson, Yang Yang, Emmanouil Pateromichelakis, Paul Arnold, Tommy Svensson, Tao Chen, Honglei Miao, Martin Kurras, Samer Bazzi, Stavroula Vassaki, Evangelos Kosmatos, Kwang Taik Kim, Giorgio Calochira, Jakob Belschner, Sergio Barberis and Taylan Şahin

      12.1 Motivation and Role of Resource Management in 5G 315

      12.2 Service Classification: A First Step Towards Efficient RM 317

      12.3 Dynamic Multi‐Service Scheduling 321

      12.4 Fast‐Timescale Dynamic Traffic Steering 328

      12.5 Network‐based Interference Management 335

      12.6 Multi‐Slice RM 350

      12.7 Energy‐efficient RAN Moderation 354

      12.8 UE Context Management 359

      12.9 Summary and Outlook 360

      References 361

      13 Initial Access, RRC and Mobility 367
      Mårten Ericson, Panagiotis Spapis, Mikko Säily, Klaus Pedersen, Yinan Qi, Nicolas Barati, Tommy Svensson, Mehrdad Shariat, Marco Giordani, Marco Mezzavilla, Mark Doll, Honglei Miao and Chan Zhou

      13.1 Introduction 367

      13.2 Initial Access 369

      13.3 States and State Handling 381

      13.4 Mobility 391

      13.5 Summary and Outlook 404

      References 404

      14 D2D and V2X Communications 409
      Shubhranshu Singh, Ji Lianghai, Daniel Calabuig, David Garcia‐Roger, Nurul H. Mahmood, Nuno Pratas, Tomasz Mach and Maria Carmela De Gennaro

      14.1 Introduction 409

      14.2 Technical Status and Standardization Overview 412

      14.3 5G Air Interface Candidate Waveforms for Sidelink Support 418

      14.4 Device Discovery on the Sidelink 424

      14.5 Sidelink Mobility Management 427

      14.6 V2X Communications for Road Safety Applications 430

      14.7 Industrial Implementation of V2X in the Automotive Domain 434

      14.8 Further Evolution of D2D Communications 438

      14.9 Summary and Outlook 445

      References 446

      Part 4 Performance Evaluation and Implementation 451

      15 Performance, Energy Efficiency and Techno‐Economic Assessment 453
      Michał Maternia, Jose F. Monserrat, David Martín‐Sacristán, Yong Wu, Changqing Yang, Mauro Boldi, Yu Bao, Frederic Pujol, Giuseppe Piro, Gennaro Boggia, Alessandro Grassi, Hans‐Otto Scheck, Ioannis‐Prodromos Belikaidis, Andreas Georgakopoulos, Katerina Demesticha and Panagiotis Demestichas

      15.1 Introduction 453

      15.2 Performance Evaluation Framework 454

      15.3 Network Energy Efficiency 467

      15.4 Techno‐Economic Evaluation and Analysis of 5G Deployment 473

      15.5 Summary 478

      References 479

      16 Implementation of Hardware and Software Platforms 483
      Chia‐Yu Chang, Dario Sabella, David García‐Roger, Dieter Ferling, Fredrik Tillman, Gian Michele Dell’Aera, Leonardo Gomes Baltar, Michael Färber, Miquel Payaró, Navid Nikaein, Pablo Serrano,Raymond Knopp, Sandra Roger, Sylvie Mayrargue and Tapio Rautio

      16.1 Introduction 483

      16.2 Solutions for Radio Frontend Implementation 484

      16.3 Solutions for Digital HW Implementation 492

      16.4 Flexible HW/SW Partitioning Solutions for 5G 502

      16.5 Implementation of SW Platforms 504

      16.6 Implementation Example: vRAN/C‐RAN Architecture in OAI 506

      16.7 Summary 516

      References 517

      17 Standardization, Trials, and Early Commercialization 521
      Terje Tjelta, Olav Queseth, Didier Bourse, Yves Bellego, Raffaele de Peppe, Hisham Elshaer, Frederic Pujol, Chris Pearson, Chen Xiaobei, Takehiro Nakamura, Akira Matsunaga, Hitoshi Yoshino, Yukihiko Okumura, Dong Ku Kim, Jinhyo Park and Hong Beom Jeon

      17.1 Introduction 521

      17.2 Standardization Roadmap 522

      17.3 Early Deployments 526

      17.4 Summary 547

      References 547

      Index 551

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