Description

Book Synopsis

Describes the methodologies and best practices of the sterile manufacture of drug products

Thoroughly trained personnel and carefully designed, operated, and maintained facilities and equipment are vital for the sterile manufacture of medicinal products using aseptic processing. Professionals in pharmaceutical and biopharmaceutical manufacturing facilities must have a clear understanding of current good manufacturing practice (cGMP) and preapproval inspection (PAI) requirements.

Sterile Processing of Pharmaceutical Products: Engineering Practice, Validation, and Compliance in Regulated Environments provides up-to-date coverage of aseptic processing techniques and sterilization methods. Written by a recognized expert with more than 20 years of industry experience in aseptic manufacturing, this practical resource illustrates a comprehensive approach to sterile manufacturing engineering that can achieve drug manufacturing objectives and goals. Topics include sanitar

Table of Contents

Preface xiii

Acknowledgments xvii

1 Introduction 1

2 Sterilization 4

Steam Sterilization 5

Flash Sterilization 5

Low-Temperature Sterilization Technologies 6

Ethylene Oxide Gas Sterilization 6

Hydrogen Peroxide Gas Plasma 7

Disinfection and Surface Sterilization Using Peracetic Acid 7

Ionizing Radiation 8

Dry-Heat Sterilizers 8

Filtration 9

Microwave 9

Vaporized Hydrogen Peroxide (VHP®) 9

Ozone 9

Formaldehyde Steam 10

Gaseous Chlorine Dioxide 10

Vaporized Peracetic Acid 10

Infrared Radiation 10

Sterilization Cycle Verification 11

Monitoring 11

3 Sterile Manufacturing Facilities 15

4 Sanitary Process Piping and Equipment 17

QA Procedures 18

Standard Operating Procedures – cGMP Installations 19

Heat Exchangers 19

Sanitary Pumps 20

Sanitary Tanks 20

Instruments 21

Pressure Transmitter (Various Sources) 21

Temperature Transmitter (Various Sources) 21

Standard Operating Procedures – cGMP Installations 25

Surface Finish 30

Welding 32

Applicability 33

Process/Procedure 39

Records (General) 41

Records 44

Automatic Orbital Welding 47

Weld Acceptance Criteria for Automatic Orbital Weld Qualifications 47

5 Passivation 49

In-house Passivation Using Vats 51

Spot Passivation 53

Astro Pak UltraPass Gel Passivation 53

Alternative Process 54

Control of Passivated Items 57

Preparing, Testing, and Adjusting Cleaning and Passivation Chemicals (Passivation in Vats) 58

6 Chilled Water System 63

Process Description 65

Commissioning of HVAC 75

Installation Verification – X Ton Chiller System 78

SystemStartup – X Ton Chiller 81

Functional Testing – X Ton Chiller 82

7 Clean-In-Place (CIP) Systems 84

Life Cycle Requirements 86

Product and Process User Requirements 86

Process Quality Requirements 86

Process Parameter Requirements 87

Installation User Requirements 87

Operational Requirements 91

8 Computerized Automated Systems 95

Functional Requirement Specification 95

Process Automation System 95

EMS User Requirement Specification 96

Automation Overview 96

Software 97

Hardware 97

SCADA 97

Control Panels 97

Main Control Panel 97

Remote I/O Panels 98

Power Distribution Panels 98

Instrumentation Panels 98

System Functions 98

System Overview 98

Control Modules 99

Interfaces 99

User Interface (SCADA) 99

PAS System Overview 99

Graphical Screen Navigation 99

Client EMS Area Graphical Screens 99

Graphical Control Screens 99

Interfaces to Equipment 101

Interfaces to Other Systems 101

Ethernet Network 101

Nonfunctional Attributes 101

Power Failure Recovery 101

PLC Only Failure 101

HMI Only Failure 101

Network Only Failure 101

Maintainability 102

Backup and Recovery 102

Functional Requirement Specification 102

GLC Environmental Monitoring System 102

Automation Overview 103

System Components 104

Software 104

Hardware 104

Control Panels 104

Gateways 105

System Functions 105

System Overview 105

Control Modules 105

Interfaces 105

User Interface (SCADA) 105

GLC EMS Area Graphical Screen 105

Global Logistics Center (GLC) Environmental Monitoring System 105

Interfaces to Equipment 105

Interfaces to Other Systems 106

Ethernet Network 106

Wireless Connections 106

Nonfunctional Attributes 106

Power Failure Recovery 106

PLC Only Failure 106

HMI Only Failure 106

Network Only Failure 106

Maintainability 107

Backup and Recovery 107

Software Module Design Specification 107

Functional Requirement Specification 108

Process Automation System 108

Automation Overview 109

System Components 109

Software 109

Hardware 110

Control Panels 110

System Functions 111

System Overview 111

Control Modules 111

Interfaces 111

User Interface (SCADA) 111

PAS System Overview Screen 112

Graphical Screen Navigation 112

Graphical Control Screens 112

Interfaces to Equipment 113

Interfaces to Other Systems 113

Ethernet Network 113

Nonfunctional Attributes 114

Power Failure Recovery 114

PLC Only Failure 114

HMI Only Failure 114

Network Only Failure 114

Maintainability 114

Backup and Recovery 114

Software Design Specification 115

Prosoft Configuration 115

Enabling and Disabling of the Gateway Default Server Interface 115

Temperature Sensor Settings 116

Humidity Sensor Settings 116

Software Design Specification 116

Continuous Logic 116

Module Classes and Control Modules 116

Virtual Differential Pressure Alarm Disable 116

Room Condition Indication 117

Navigation Links 117

Alarm Daily Report 118

WFI Still Equipment Module Class 118

WFI Silo Equipment Module Class 126

EM_SILO 126

WFI Primary Loop Equipment Module Class 143

EM_PRIM_LOOP 143

WFI Supply Header Equipment Module Class 155

EM_HEADER 155

Electrical – Controls Equipment Specifications 162

Documentation 165

Drives/Motors 165

9 Personal Protective Equipment (PPE) and Process Flow 170

10 Sterile Aseptic Processing 172

11 Integrated Facility Design 174

Case Study 178

Issue 178

Root Cause 178

Corrective Action 179

Preventive Actions 179

12 Barriers and Isolators 180

Isolator Design Considerations 181

13 Guidelines for Statistical Procedure 183

Process Capability Analysis 184

Long-term Studies 186

Acceptance Sampling 187

Attribute and Variable Sampling Plans 187

Variable Sampling Plans – ANSI Z1.9 188

Normality 188

Transformation of Non-normal Data (Normalization) 190

Protocol Sampling 190

Failure Mode and Effect Analysis (FMEA) 191

Calculating or Recalculating Control Limits 193

14 Calibration 194

Contingency Plan/Disaster Recovery 204

15 Cleaning Validation 205

New Products and Product Changes 208

Cleaning Processes and Changes 208

Risk Assessment/Matrix Approach 209

Matrix Development 209

Cleaning Processes (Manual and Automated) 210

CPP/CQA 210

Cleaning Validation Life Cycle – Cleaning Method Development 211

Strategy for Process Controls 211

Worst-Case Identification – Product/Component 211

Equipment 212

Validation Tests/Inspections – Visual Inspection 212

Chemical Testing 212

Microbiological Testing 213

Endotoxin Testing 213

Sampling Methods 213

Direct Swab Sampling 214

Rinse Sampling 214

Coupon Testing 214

Sampling Sites 214

Acceptance Criteria 214

Residual Levels 214

Endotoxin Levels 215

Microbiological Levels 215

Cleaning Agents/Sanitizer Validation Studies 215

Hold Time Development 216

Dirty Hold Time 216

Clean Hold Time 217

Additional Hold Times/Cleaning Frequencies 217

Continuous Process Verification 217

Failure Investigations 217

16 Validation of Filling Equipment 218

Technical References 223

17 Manufacturing Process Validation 224

Stage 2 – Process Qualification 229

Appendix A Installation Test Plans 232

Appendix B Operational Tests Plans 235

Appendix C WFI Turbulence Flow Requirements 238

Appendix D Water For Injection (WFI) – Design Requirements 239

Process Description 240

Specifications 241

Life Cycle Requirements 241

Product and Process User Requirements 241

Product Description 241

Operating Ranges 243

Material of Construction 244

Metallics 244

Plastics 244

Elastomers 244

Glass 244

Welding Requirements 245

Construction Requirements 246

Lubrication Requirements 247

Electrical Requirements 247

Safety Requirements 247

Operational Requirements 248

Process Constraints and Limitations 248

Process Control System 248

Operator Interface 249

Power Loss and Recovery 250

Cleaning and Sanitizing 250

Maintenance Requirements 250

Training and Documentation Requirements 250

Appendix E Solution Transfer System (STS) – Design Requirements 252

System Description 253

Bulk Powder Handling System 255

Glossary 259

Nomenclature 261

References 263

Further Reading 267

Index 335

Sterile Processing of Pharmaceutical Products

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    A Hardback by Sam A. Hout

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      Publisher: John Wiley & Sons Inc
      Publication Date: Publication Date: 21/01/2022
      ISBN13: 9781119802327, 978-1119802327
      ISBN10: 1119802326

      Description

      Book Synopsis

      Describes the methodologies and best practices of the sterile manufacture of drug products

      Thoroughly trained personnel and carefully designed, operated, and maintained facilities and equipment are vital for the sterile manufacture of medicinal products using aseptic processing. Professionals in pharmaceutical and biopharmaceutical manufacturing facilities must have a clear understanding of current good manufacturing practice (cGMP) and preapproval inspection (PAI) requirements.

      Sterile Processing of Pharmaceutical Products: Engineering Practice, Validation, and Compliance in Regulated Environments provides up-to-date coverage of aseptic processing techniques and sterilization methods. Written by a recognized expert with more than 20 years of industry experience in aseptic manufacturing, this practical resource illustrates a comprehensive approach to sterile manufacturing engineering that can achieve drug manufacturing objectives and goals. Topics include sanitar

      Table of Contents

      Preface xiii

      Acknowledgments xvii

      1 Introduction 1

      2 Sterilization 4

      Steam Sterilization 5

      Flash Sterilization 5

      Low-Temperature Sterilization Technologies 6

      Ethylene Oxide Gas Sterilization 6

      Hydrogen Peroxide Gas Plasma 7

      Disinfection and Surface Sterilization Using Peracetic Acid 7

      Ionizing Radiation 8

      Dry-Heat Sterilizers 8

      Filtration 9

      Microwave 9

      Vaporized Hydrogen Peroxide (VHP®) 9

      Ozone 9

      Formaldehyde Steam 10

      Gaseous Chlorine Dioxide 10

      Vaporized Peracetic Acid 10

      Infrared Radiation 10

      Sterilization Cycle Verification 11

      Monitoring 11

      3 Sterile Manufacturing Facilities 15

      4 Sanitary Process Piping and Equipment 17

      QA Procedures 18

      Standard Operating Procedures – cGMP Installations 19

      Heat Exchangers 19

      Sanitary Pumps 20

      Sanitary Tanks 20

      Instruments 21

      Pressure Transmitter (Various Sources) 21

      Temperature Transmitter (Various Sources) 21

      Standard Operating Procedures – cGMP Installations 25

      Surface Finish 30

      Welding 32

      Applicability 33

      Process/Procedure 39

      Records (General) 41

      Records 44

      Automatic Orbital Welding 47

      Weld Acceptance Criteria for Automatic Orbital Weld Qualifications 47

      5 Passivation 49

      In-house Passivation Using Vats 51

      Spot Passivation 53

      Astro Pak UltraPass Gel Passivation 53

      Alternative Process 54

      Control of Passivated Items 57

      Preparing, Testing, and Adjusting Cleaning and Passivation Chemicals (Passivation in Vats) 58

      6 Chilled Water System 63

      Process Description 65

      Commissioning of HVAC 75

      Installation Verification – X Ton Chiller System 78

      SystemStartup – X Ton Chiller 81

      Functional Testing – X Ton Chiller 82

      7 Clean-In-Place (CIP) Systems 84

      Life Cycle Requirements 86

      Product and Process User Requirements 86

      Process Quality Requirements 86

      Process Parameter Requirements 87

      Installation User Requirements 87

      Operational Requirements 91

      8 Computerized Automated Systems 95

      Functional Requirement Specification 95

      Process Automation System 95

      EMS User Requirement Specification 96

      Automation Overview 96

      Software 97

      Hardware 97

      SCADA 97

      Control Panels 97

      Main Control Panel 97

      Remote I/O Panels 98

      Power Distribution Panels 98

      Instrumentation Panels 98

      System Functions 98

      System Overview 98

      Control Modules 99

      Interfaces 99

      User Interface (SCADA) 99

      PAS System Overview 99

      Graphical Screen Navigation 99

      Client EMS Area Graphical Screens 99

      Graphical Control Screens 99

      Interfaces to Equipment 101

      Interfaces to Other Systems 101

      Ethernet Network 101

      Nonfunctional Attributes 101

      Power Failure Recovery 101

      PLC Only Failure 101

      HMI Only Failure 101

      Network Only Failure 101

      Maintainability 102

      Backup and Recovery 102

      Functional Requirement Specification 102

      GLC Environmental Monitoring System 102

      Automation Overview 103

      System Components 104

      Software 104

      Hardware 104

      Control Panels 104

      Gateways 105

      System Functions 105

      System Overview 105

      Control Modules 105

      Interfaces 105

      User Interface (SCADA) 105

      GLC EMS Area Graphical Screen 105

      Global Logistics Center (GLC) Environmental Monitoring System 105

      Interfaces to Equipment 105

      Interfaces to Other Systems 106

      Ethernet Network 106

      Wireless Connections 106

      Nonfunctional Attributes 106

      Power Failure Recovery 106

      PLC Only Failure 106

      HMI Only Failure 106

      Network Only Failure 106

      Maintainability 107

      Backup and Recovery 107

      Software Module Design Specification 107

      Functional Requirement Specification 108

      Process Automation System 108

      Automation Overview 109

      System Components 109

      Software 109

      Hardware 110

      Control Panels 110

      System Functions 111

      System Overview 111

      Control Modules 111

      Interfaces 111

      User Interface (SCADA) 111

      PAS System Overview Screen 112

      Graphical Screen Navigation 112

      Graphical Control Screens 112

      Interfaces to Equipment 113

      Interfaces to Other Systems 113

      Ethernet Network 113

      Nonfunctional Attributes 114

      Power Failure Recovery 114

      PLC Only Failure 114

      HMI Only Failure 114

      Network Only Failure 114

      Maintainability 114

      Backup and Recovery 114

      Software Design Specification 115

      Prosoft Configuration 115

      Enabling and Disabling of the Gateway Default Server Interface 115

      Temperature Sensor Settings 116

      Humidity Sensor Settings 116

      Software Design Specification 116

      Continuous Logic 116

      Module Classes and Control Modules 116

      Virtual Differential Pressure Alarm Disable 116

      Room Condition Indication 117

      Navigation Links 117

      Alarm Daily Report 118

      WFI Still Equipment Module Class 118

      WFI Silo Equipment Module Class 126

      EM_SILO 126

      WFI Primary Loop Equipment Module Class 143

      EM_PRIM_LOOP 143

      WFI Supply Header Equipment Module Class 155

      EM_HEADER 155

      Electrical – Controls Equipment Specifications 162

      Documentation 165

      Drives/Motors 165

      9 Personal Protective Equipment (PPE) and Process Flow 170

      10 Sterile Aseptic Processing 172

      11 Integrated Facility Design 174

      Case Study 178

      Issue 178

      Root Cause 178

      Corrective Action 179

      Preventive Actions 179

      12 Barriers and Isolators 180

      Isolator Design Considerations 181

      13 Guidelines for Statistical Procedure 183

      Process Capability Analysis 184

      Long-term Studies 186

      Acceptance Sampling 187

      Attribute and Variable Sampling Plans 187

      Variable Sampling Plans – ANSI Z1.9 188

      Normality 188

      Transformation of Non-normal Data (Normalization) 190

      Protocol Sampling 190

      Failure Mode and Effect Analysis (FMEA) 191

      Calculating or Recalculating Control Limits 193

      14 Calibration 194

      Contingency Plan/Disaster Recovery 204

      15 Cleaning Validation 205

      New Products and Product Changes 208

      Cleaning Processes and Changes 208

      Risk Assessment/Matrix Approach 209

      Matrix Development 209

      Cleaning Processes (Manual and Automated) 210

      CPP/CQA 210

      Cleaning Validation Life Cycle – Cleaning Method Development 211

      Strategy for Process Controls 211

      Worst-Case Identification – Product/Component 211

      Equipment 212

      Validation Tests/Inspections – Visual Inspection 212

      Chemical Testing 212

      Microbiological Testing 213

      Endotoxin Testing 213

      Sampling Methods 213

      Direct Swab Sampling 214

      Rinse Sampling 214

      Coupon Testing 214

      Sampling Sites 214

      Acceptance Criteria 214

      Residual Levels 214

      Endotoxin Levels 215

      Microbiological Levels 215

      Cleaning Agents/Sanitizer Validation Studies 215

      Hold Time Development 216

      Dirty Hold Time 216

      Clean Hold Time 217

      Additional Hold Times/Cleaning Frequencies 217

      Continuous Process Verification 217

      Failure Investigations 217

      16 Validation of Filling Equipment 218

      Technical References 223

      17 Manufacturing Process Validation 224

      Stage 2 – Process Qualification 229

      Appendix A Installation Test Plans 232

      Appendix B Operational Tests Plans 235

      Appendix C WFI Turbulence Flow Requirements 238

      Appendix D Water For Injection (WFI) – Design Requirements 239

      Process Description 240

      Specifications 241

      Life Cycle Requirements 241

      Product and Process User Requirements 241

      Product Description 241

      Operating Ranges 243

      Material of Construction 244

      Metallics 244

      Plastics 244

      Elastomers 244

      Glass 244

      Welding Requirements 245

      Construction Requirements 246

      Lubrication Requirements 247

      Electrical Requirements 247

      Safety Requirements 247

      Operational Requirements 248

      Process Constraints and Limitations 248

      Process Control System 248

      Operator Interface 249

      Power Loss and Recovery 250

      Cleaning and Sanitizing 250

      Maintenance Requirements 250

      Training and Documentation Requirements 250

      Appendix E Solution Transfer System (STS) – Design Requirements 252

      System Description 253

      Bulk Powder Handling System 255

      Glossary 259

      Nomenclature 261

      References 263

      Further Reading 267

      Index 335

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