Description

Book Synopsis

An indispensable guide for engineers and data scientists in design, testing, operation, manufacturing, and maintenance

A road map to the current challenges and available opportunities for the research and development of Prognostics and Health Management (PHM), this important work covers all areas of electronics and explains how to:

  • assess methods for damage estimation of components and systems due to field loading conditions
  • assess the cost and benefits of prognostic implementations
  • develop novel methods for in situ monitoring of products and systems in actual life-cycle conditions
  • enable condition-based (predictive) maintenance
  • increase system availability through an extension of maintenance cycles and/or timely repair actions;
  • obtain knowledge of load history for future design, qualification, and root cause analysis
  • reduce the occurrence of no fault found (NFF)
  • subtract life-cycle costs of eq

    Table of Contents

    List of Contributors xxiii

    Preface xxvii

    About the Contributors xxxv

    Acknowledgment xlvii

    List of Abbreviations xlix

    1 Introduction to PHM 1
    Michael G. Pecht andMyeongsu Kang

    1.1 Reliability and Prognostics 1

    1.2 PHM for Electronics 3

    1.3 PHM Approaches 6

    1.3.1 PoF-Based Approach 6

    1.3.1.1 Failure Modes, Mechanisms, and Effects Analysis (FMMEA) 7

    1.3.1.2 Life-Cycle Load Monitoring 8

    1.3.1.3 Data Reduction and Load Feature Extraction 10

    1.3.1.4 Data Assessment and Remaining Life Calculation 12

    1.3.1.5 Uncertainty Implementation and Assessment 13

    1.3.2 Canaries 14

    1.3.3 Data-Driven Approach 16

    1.3.3.1 Monitoring and Reasoning of Failure Precursors 16

    1.3.3.2 Data Analytics and Machine Learning 20

    1.3.4 Fusion Approach 23

    1.4 Implementation of PHM in a System of Systems 24

    1.5 PHM in the Internet ofThings (IoT) Era 26

    1.5.1 IoT-Enabled PHM Applications: Manufacturing 27

    1.5.2 IoT-Enabled PHM Applications: Energy Generation 27

    1.5.3 IoT-Enabled PHM Applications: Transportation and Logistics 28

    1.5.4 IoT-Enabled PHM Applications: Automobiles 28

    1.5.5 IoT-Enabled PHM Applications: Medical Consumer Products 29

    1.5.6 IoT-Enabled PHM Applications:Warranty Services 29

    1.5.7 IoT-Enabled PHM Applications: Robotics 30

    1.6 Summary 30

    References 30

    2 Sensor Systems for PHM 39
    Hyunseok Oh,Michael H. Azarian, Shunfeng Cheng, andMichael G. Pecht

    2.1 Sensor and Sensing Principles 39

    2.1.1 Thermal Sensors 40

    2.1.2 Electrical Sensors 41

    2.1.3 Mechanical Sensors 42

    2.1.4 Chemical Sensors 42

    2.1.5 Humidity Sensors 44

    2.1.6 Biosensors 44

    2.1.7 Optical Sensors 45

    2.1.8 Magnetic Sensors 45

    2.2 Sensor Systems for PHM 46

    2.2.1 Parameters to be Monitored 47

    2.2.2 Sensor System Performance 48

    2.2.3 Physical Attributes of Sensor Systems 48

    2.2.4 Functional Attributes of Sensor Systems 49

    2.2.4.1 Onboard Power and Power Management 49

    2.2.4.2 Onboard Memory and Memory Management 50

    2.2.4.3 Programmable SamplingMode and Sampling Rate 51

    2.2.4.4 Signal Processing Software 51

    2.2.4.5 Fast and Convenient Data Transmission 52

    2.2.5 Reliability 53

    2.2.6 Availability 53

    2.2.7 Cost 54

    2.3 Sensor Selection 54

    2.4 Examples of Sensor Systems for PHM Implementation 54

    2.5 Emerging Trends in Sensor Technology for PHM 59

    References 60

    3 Physics-of-Failure Approach to PHM 61
    Shunfeng Cheng, Nagarajan Raghavan, Jie Gu, Sony Mathew, and Michael G. Pecht

    3.1 PoF-Based PHM Methodology 61

    3.2 Hardware Configuration 62

    3.3 Loads 63

    3.4 Failure Modes, Mechanisms, and Effects Analysis (FMMEA) 64

    3.4.1 Examples of FMMEA for Electronic Devices 68

    3.5 Stress Analysis 71

    3.6 Reliability Assessment and Remaining-Life Predictions 73

    3.7 Outputs from PoF-Based PHM 77

    3.8 Caution and Concerns in the Use of PoF-Based PHM 78

    3.9 Combining PoF with Data-Driven Prognosis 80

    References 81

    4 Machine Learning: Fundamentals 85
    Myeongsu Kang and Noel Jordan Jameson

    4.1 Types of Machine Learning 85

    4.1.1 Supervised, Unsupervised, Semi-Supervised, and Reinforcement Learning 86

    4.1.2 Batch and Online Learning 88

    4.1.3 Instance-Based and Model-Based Learning 89

    4.2 Probability Theory in Machine Learning: Fundamentals 90

    4.2.1 Probability Space and Random Variables 91

    4.2.2 Distributions, Joint Distributions, and Marginal Distributions 91

    4.2.3 Conditional Distributions 91

    4.2.4 Independence 92

    4.2.5 Chain Rule and Bayes Rule 92

    4.3 Probability Mass Function and Probability Density Function 93

    4.3.1 Probability Mass Function 93

    4.3.2 Probability Density Function 93

    4.4 Mean, Variance, and Covariance Estimation 94

    4.4.1 Mean 94

    4.4.2 Variance 94

    4.4.3 Robust Covariance Estimation 95

    4.5 Probability Distributions 96

    4.5.1 Bernoulli Distribution 96

    4.5.2 Normal Distribution 96

    4.5.3 Uniform Distribution 97

    4.6 Maximum Likelihood and Maximum A Posteriori Estimation 97

    4.6.1 Maximum Likelihood Estimation 97

    4.6.2 Maximum A Posteriori Estimation 98

    4.7 Correlation and Causation 99

    4.8 Kernel Trick 100

    4.9 Performance Metrics 102

    4.9.1 Diagnostic Metrics 102

    4.9.2 Prognostic Metrics 105

    References 107

    5 Machine Learning: Data Pre-processing 111
    Myeongsu Kang and Jing Tian

    5.1 Data Cleaning 111

    5.1.1 Missing Data Handling 111

    5.1.1.1 Single-Value Imputation Methods 113

    5.1.1.2 Model-Based Methods 113

    5.2 Feature Scaling 114

    5.3 Feature Engineering 116

    5.3.1 Feature Extraction 116

    5.3.1.1 PCA and Kernel PCA 116

    5.3.1.2 LDA and Kernel LDA 118

    5.3.1.3 Isomap 119

    5.3.1.4 Self-Organizing Map (SOM) 120

    5.3.2 Feature Selection 121

    5.3.2.1 Feature Selection: FilterMethods 122

    5.3.2.2 Feature Selection:WrapperMethods 124

    5.3.2.3 Feature Selection: Embedded Methods 124

    5.3.2.4 Advanced Feature Selection 125

    5.4 Imbalanced Data Handling 125

    5.4.1 SamplingMethods for Imbalanced Learning 126

    5.4.1.1 Synthetic Minority Oversampling Technique 126

    5.4.1.2 Adaptive Synthetic Sampling 126

    5.4.1.3 Effect of SamplingMethods for Diagnosis 127

    References 129

    6 Machine Learning: Anomaly Detection 131
    Myeongsu Kang

    6.1 Introduction 131

    6.2 Types of Anomalies 133

    6.2.1 Point Anomalies 134

    6.2.2 Contextual Anomalies 134

    6.2.3 Collective Anomalies 135

    6.3 Distance-Based Methods 136

    6.3.1 MD Calculation Using an Inverse Matrix Method 137

    6.3.2 MD Calculation Using a Gram–Schmidt Orthogonalization Method 137

    6.3.3 Decision Rules 138

    6.3.3.1 Gamma Distribution:Threshold Selection 138

    6.3.3.2 Weibull Distribution:Threshold Selection 139

    6.3.3.3 Box-Cox Transformation:Threshold Selection 139

    6.4 Clustering-Based Methods 140

    6.4.1 k-Means Clustering 141

    6.4.2 Fuzzy c-Means Clustering 142

    6.4.3 Self-Organizing Maps (SOMs) 142

    6.5 Classification-Based Methods 144

    6.5.1 One-Class Classification 145

    6.5.1.1 One-Class Support Vector Machines 145

    6.5.1.2 k-Nearest Neighbors 148

    6.5.2 Multi-Class Classification 149

    6.5.2.1 Multi-Class Support Vector Machines 149

    6.5.2.2 Neural Networks 151

    6.6 StatisticalMethods 153

    6.6.1 Sequential Probability Ratio Test 154

    6.6.2 Correlation Analysis 156

    6.7 Anomaly Detection with No System Health Profile 156

    6.8 Challenges in Anomaly Detection 158

    References 159

    7 Machine Learning: Diagnostics and Prognostics 163
    Myeongsu Kang

    7.1 Overview of Diagnosis and Prognosis 163

    7.2 Techniques for Diagnostics 165

    7.2.1 Supervised Machine Learning Algorithms 165

    7.2.1.1 Naïve Bayes 165

    7.2.1.2 Decision Trees 167

    7.2.2 Ensemble Learning 169

    7.2.2.1 Bagging 170

    7.2.2.2 Boosting: AdaBoost 171

    7.2.3 Deep Learning 172

    7.2.3.1 Supervised Learning: Deep Residual Networks 173

    7.2.3.2 Effect of Feature Learning-Powered Diagnosis 176

    7.3 Techniques for Prognostics 178

    7.3.1 Regression Analysis 178

    7.3.1.1 Linear Regression 178

    7.3.1.2 Polynomial Regression 180

    7.3.1.3 Ridge Regression 181

    7.3.1.4 LASSO Regression 182

    7.3.1.5 Elastic Net Regression 183

    7.3.1.6 k-Nearest Neighbors Regression 183

    7.3.1.7 Support Vector Regression 184

    7.3.2 Particle Filtering 185

    7.3.2.1 Fundamentals of Particle Filtering 186

    7.3.2.2 Resampling Methods – A Review 187

    References 189

    8 Uncertainty Representation, Quantification, and Management in Prognostics 193
    Shankar Sankararaman

    8.1 Introduction 193

    8.2 Sources of Uncertainty in PHM 196

    8.3 Formal Treatment of Uncertainty in PHM 199

    8.3.1 Problem 1: Uncertainty Representation and Interpretation 199

    8.3.2 Problem 2: Uncertainty Quantification 199

    8.3.3 Problem 3: Uncertainty Propagation 200

    8.3.4 Problem 4: Uncertainty Management 200

    8.4 Uncertainty Representation and Interpretation 200

    8.4.1 Physical Probabilities and Testing-Based Prediction 201

    8.4.1.1 Physical Probability 201

    8.4.1.2 Testing-Based Life Prediction 201

    8.4.1.3 Confidence Intervals 202

    8.4.2 Subjective Probabilities and Condition-Based Prognostics 202

    8.4.2.1 Subjective Probability 202

    8.4.2.2 Subjective Probabilities in Condition-Based Prognostics 203

    8.4.3 Why is RUL Prediction Uncertain? 203

    8.5 Uncertainty Quantification and Propagation for RUL Prediction 203

    8.5.1 Computational Framework for Uncertainty Quantification 204

    8.5.1.1 Present State Estimation 204

    8.5.1.2 Future State Prediction 205

    8.5.1.3 RUL Computation 205

    8.5.2 RUL Prediction: An Uncertainty Propagation Problem 206

    8.5.3 Uncertainty PropagationMethods 206

    8.5.3.1 Sampling-Based Methods 207

    8.5.3.2 AnalyticalMethods 209

    8.5.3.3 Hybrid Methods 209

    8.5.3.4 Summary of Methods 209

    8.6 Uncertainty Management 210

    8.7 Case Study: Uncertainty Quantification in the Power System of an Unmanned Aerial Vehicle 211

    8.7.1 Description of the Model 211

    8.7.2 Sources of Uncertainty 212

    8.7.3 Results: Constant Amplitude Loading Conditions 213

    8.7.4 Results: Variable Amplitude Loading Conditions 214

    8.7.5 Discussion 214

    8.8 Existing Challenges 215

    8.8.1 Timely Predictions 215

    8.8.2 Uncertainty Characterization 216

    8.8.3 Uncertainty Propagation 216

    8.8.4 Capturing Distribution Properties 216

    8.8.5 Accuracy 216

    8.8.6 Uncertainty Bounds 216

    8.8.7 Deterministic Calculations 216

    8.9 Summary 217

    References 217

    9 PHM Cost and Return on Investment 221
    Peter Sandborn, ChrisWilkinson, Kiri Lee Sharon, Taoufik Jazouli, and Roozbeh Bakhshi

    9.1 Return on Investment 221

    9.1.1 PHM ROI Analyses 222

    9.1.2 Financial Costs 224

    9.2 PHM Cost-Modeling Terminology and Definitions 225

    9.3 PHM Implementation Costs 226

    9.3.1 Nonrecurring Costs 226

    9.3.2 Recurring Costs 227

    9.3.3 Infrastructure Costs 228

    9.3.4 Nonmonetary Considerations and Maintenance Culture 228

    9.4 Cost Avoidance 229

    9.4.1 Maintenance Planning Cost Avoidance 231

    9.4.2 Discrete-Event Simulation Maintenance PlanningModel 232

    9.4.3 Fixed-Schedule Maintenance Interval 233

    9.4.4 Data-Driven (Precursor to Failure Monitoring) Methods 233

    9.4.5 Model-Based (LRU-Independent)Methods 234

    9.4.6 Discrete-Event Simulation Implementation Details 236

    9.4.7 Operational Profile 237

    9.5 Example PHM Cost Analysis 238

    9.5.1 Single-Socket Model Results 239

    9.5.2 Multiple-Socket Model Results 241

    9.6 Example Business Case Construction: Analysis for ROI 246

    9.7 Summary 255

    References 255

    10 Valuation and Optimization of PHM-Enabled Maintenance Decisions 261
    Xin Lei, Amir Reza Kashani-Pour, Peter Sandborn, and Taoufik Jazouli

    10.1 Valuation and Optimization of PHM-Enabled Maintenance Decisions for an Individual System 262

    10.1.1 A PHM-Enabled Predictive Maintenance OptimizationModel for an Individual System 263

    10.1.2 Case Study: Optimization of PHM-Enabled Maintenance Decisions for an Individual System (Wind Turbine) 265

    10.2 Availability 268

    10.2.1 The Business of Availability: Outcome-Based Contracts 269

    10.2.2 Incorporating Contract Terms into Maintenance Decisions 270

    10.2.3 Case Study: Optimization of PHM-Enabled Maintenance Decisions for Systems (Wind Farm) 270

    10.3 Future Directions 272

    10.3.1 Design for Availability 272

    10.3.2 Prognostics-BasedWarranties 275

    10.3.3 Contract Engineering 276

    References 277

    11 Health and Remaining Useful Life Estimation of Electronic Circuits 279
    Arvind Sai Sarathi Vasan and Michael G. Pecht

    11.1 Introduction 279

    11.2 RelatedWork 281

    11.2.1 Component-Centric Approach 281

    11.2.2 Circuit-Centric Approach 282

    11.3 Electronic Circuit Health Estimation Through Kernel Learning 285

    11.3.1 Kernel-Based Learning 285

    11.3.2 Health Estimation Method 286

    11.3.2.1 Likelihood-Based Function for Model Selection 288

    11.3.2.2 Optimization Approach for Model Selection 289

    11.3.3 Implementation Results 292

    11.3.3.1 Bandpass Filter Circuit 293

    11.3.3.2 DC–DC Buck Converter System 300

    11.4 RUL Prediction Using Model-Based Filtering 306

    11.4.1 Prognostics Problem Formulation 306

    11.4.2 Circuit DegradationModeling 307

    11.4.3 Model-Based Prognostic Methodology 310

    11.4.4 Implementation Results 313

    11.4.4.1 Low-Pass Filter Circuit 313

    11.4.4.2 Voltage Feedback Circuit 315

    11.4.4.3 Source of RUL Prediction Error 320

    11.4.4.4 Effect of First-Principles-Based Modeling 320

    11.5 Summary 322

    References 324

    12 PHM-Based Qualification of Electronics 329
    Preeti S. Chauhan

    12.1 Why is Product Qualification Important? 329

    12.2 Considerations for Product Qualification 331

    12.3 Review of Current Qualification Methodologies 334

    12.3.1 Standards-Based Qualification 334

    12.3.2 Knowledge-Based or PoF-Based Qualification 337

    12.3.3 Prognostics and Health Management-Based Qualification 340

    12.3.3.1 Data-Driven Techniques 340

    12.3.3.2 Fusion Prognostics 343

    12.4 Summary 345

    References 346

    13 PHM of Li-ion Batteries 349
    Saurabh Saxena, Yinjiao Xing, andMichael G. Pecht

    13.1 Introduction 349

    13.2 State of Charge Estimation 351

    13.2.1 SOC Estimation Case Study I 352

    13.2.1.1 NN Model 353

    13.2.1.2 Training and Testing Data 354

    13.2.1.3 Determination of the NN Structure 355

    13.2.1.4 Training and Testing Results 356

    13.2.1.5 Application of Unscented Kalman Filter 357

    13.2.2 SOC Estimation Case Study II 357

    13.2.2.1 OCV–SOC-T Test 358

    13.2.2.2 Battery Modeling and Parameter Identification 359

    13.2.2.3 OCV–SOC-T Table for Model Improvement 360

    13.2.2.4 Validation of the Proposed Model 362

    13.2.2.5 Algorithm Implementation for Online Estimation 362

    13.3 State of Health Estimation and Prognostics 365

    13.3.1 Case Study for Li-ion Battery Prognostics 366

    13.3.1.1 Capacity DegradationModel 366

    13.3.1.2 Uncertainties in Battery Prognostics 368

    13.3.1.3 Model Updating via Bayesian Monte Carlo 368

    13.3.1.4 SOH Prognostics and RUL Estimation 369

    13.3.1.5 Prognostic Results 371

    13.4 Summary 371

    References 372

    14 PHM of Light-Emitting Diodes 377
    Moon-Hwan Chang, Jiajie Fan, Cheng Qian, and Bo Sun

    14.1 Introduction 377

    14.2 Review of PHM Methodologies for LEDs 378

    14.2.1 Overview of Available Prognostic Methods 378

    14.2.2 Data-DrivenMethods 379

    14.2.2.1 Statistical Regression 379

    14.2.2.2 Static Bayesian Network 381

    14.2.2.3 Kalman Filtering 382

    14.2.2.4 Particle Filtering 383

    14.2.2.5 Artificial Neural Network 384

    14.2.3 Physics-Based Methods 385

    14.2.4 LED System-Level Prognostics 387

    14.3 Simulation-Based Modeling and Failure Analysis for LEDs 388

    14.3.1 LED Chip-LevelModeling and Failure Analysis 389

    14.3.1.1 Electro-optical Simulation of LED Chip 389

    14.3.1.2 LED Chip-Level Failure Analysis 393

    14.3.2 LED Package-Level Modeling and Failure Analysis 395

    14.3.2.1 Thermal and Optical Simulation for Phosphor-Converted White LED Package 395

    14.3.2.2 LED Package-Level Failure Analysis 397

    14.3.3 LED System-LevelModeling and Failure Analysis 399

    14.4 Return-on-Investment Analysis of Applying Health Monitoring to LED Lighting Systems 401

    14.4.1 ROI Methodology 403

    14.4.2 ROI Analysis of Applying System Health Monitoring to LED Lighting Systems 406

    14.4.2.1 Failure Rates and Distributions for ROI Simulation 407

    14.4.2.2 Determination of Prognostics Distance 410

    14.4.2.3 IPHM, CPHM, and Cu Evaluation 412

    14.4.2.4 ROI Evaluation 417

    14.5 Summary 419

    References 420

    15 PHM in Healthcare 431
    Mary Capelli-Schellpfeffer,Myeongsu Kang, andMichael G. Pecht

    15.1 Healthcare in the United States 431

    15.2 Considerations in Healthcare 432

    15.2.1 Clinical Consideration in ImplantableMedical Devices 432

    15.2.2 Considerations in Care Bots 433

    15.3 Benefits of PHM 438

    15.3.1 Safety Increase 439

    15.3.2 Operational Reliability Improvement 440

    15.3.3 Mission Availability Increase 440

    15.3.4 System’s Service Life Extension 441

    15.3.5 Maintenance Effectiveness Increase 441

    15.4 PHM of ImplantableMedical Devices 442

    15.5 PHM of Care Bots 444

    15.6 Canary-Based Prognostics of Healthcare Devices 445

    15.7 Summary 447

    References 447

    16 PHM of Subsea Cables 451
    David Flynn, Christopher Bailey, Pushpa Rajaguru,Wenshuo Tang, and Chunyan Yin

    16.1 Subsea Cable Market 451

    16.2 Subsea Cables 452

    16.3 Cable Failures 454

    16.3.1 Internal Failures 455

    16.3.2 Early-Stage Failures 455

    16.3.3 External Failures 455

    16.3.4 Environmental Conditions 455

    16.3.5 Third-Party Damage 456

    16.4 State-of-the-Art Monitoring 457

    16.5 Qualifying and Maintaining Subsea Cables 458

    16.5.1 Qualifying Subsea Cables 458

    16.5.2 Mechanical Tests 458

    16.5.3 Maintaining Subsea Cables 459

    16.6 Data-Gathering Techniques 460

    16.7 Measuring theWear Behavior of Cable Materials 461

    16.8 Predicting Cable Movement 463

    16.8.1 Sliding Distance Derivation 463

    16.8.2 Scouring Depth Calculations 465

    16.9 Predicting Cable Degradation 466

    16.9.1 Volume Loss due to Abrasion 466

    16.9.2 Volume Loss due to Corrosion 466

    16.10 Predicting Remaining Useful Life 468

    16.11 Case Study 471

    16.12 Future Challenges 471

    16.12.1 Data-Driven Approach for Random Failures 471

    16.12.2 Model-Driven Approach for Environmental Failures 473

    16.12.2.1 Fusion-Based PHM 473

    16.12.2.2 Sensing Techniques 474

    16.13 Summary 474

    References 475

    17 Connected Vehicle Diagnostics and Prognostics 479
    Yilu Zhang and Xinyu Du

    17.1 Introduction 479

    17.2 Design of an Automatic Field Data Analyzer 481

    17.2.1 Data Collection Subsystem 482

    17.2.2 Information Abstraction Subsystem 482

    17.2.3 Root Cause Analysis Subsystem 482

    17.2.3.1 Feature-Ranking Module 482

    17.2.3.2 Relevant Feature Set Selection 484

    17.2.3.3 Results Interpretation 486

    17.3 Case Study: CVDP for Vehicle Batteries 486

    17.3.1 Brief Background of Vehicle Batteries 486

    17.3.2 Applying AFDA for Vehicle Batteries 488

    17.3.3 Experimental Results 489

    Contents xvii

    17.3.3.1 Information Abstraction 490

    17.3.3.2 Feature Ranking 490

    17.3.3.3 Interpretation of Results 495

    17.4 Summary 498

    References 499

    18 The Role of PHM at Commercial Airlines 503
    RhondaWalthall and Ravi Rajamani

    18.1 Evolution of Aviation Maintenance 503

    18.2 Stakeholder Expectations for PHM 506

    18.2.1 Passenger Expectations 506

    18.2.2 Airline/Operator/Owner Expectations 507

    18.2.3 Airframe Manufacturer Expectations 509

    18.2.4 Engine Manufacturer Expectations 510

    18.2.5 System and Component Supplier Expectations 511

    18.2.6 MRO Organization Expectations 512

    18.3 PHM Implementation 513

    18.3.1 SATAA 513

    18.4 PHM Applications 517

    18.4.1 Engine Health Management (EHM) 517

    18.4.1.1 History of EHM 518

    18.4.1.2 EHM Infrastructure 519

    18.4.1.3 Technologies Associated with EHM 520

    18.4.1.4 The Future 523

    18.4.2 Auxiliary Power Unit (APU) Health Management 524

    18.4.3 Environmental Control System (ECS) and Air Distribution Health Monitoring 525

    18.4.4 Landing System Health Monitoring 526

    18.4.5 Liquid Cooling System Health Monitoring 526

    18.4.6 Nitrogen Generation System (NGS) Health Monitoring 527

    18.4.7 Fuel Consumption Monitoring 527

    18.4.8 Flight Control Actuation Health Monitoring 528

    18.4.9 Electric Power System Health Monitoring 529

    18.4.10 Structural Health Monitoring (SHM) 529

    18.4.11 Battery Health Management 531

    18.5 Summary 532

    References 533

    19 PHM Software for Electronics 535
    Noel Jordan Jameson,Myeongsu Kang, and Jing Tian

    19.1 PHM Software: CALCE Simulation Assisted Reliability Assessment 535

    19.2 PHM Software: Data-Driven 540

    19.2.1 Data Flow 541

    19.2.2 Master Options 542

    19.2.3 Data Pre-processing 543

    19.2.4 Feature Discovery 545

    19.2.5 Anomaly Detection 546

    19.2.6 Diagnostics/Classification 548

    19.2.7 Prognostics/Modeling 552

    19.2.8 Challenges in Data-Driven PHM Software Development 554

    19.3 Summary 557

    20 eMaintenance 559
    Ramin Karim, Phillip Tretten, and Uday Kumar

    20.1 From Reactive to Proactive Maintenance 559

    20.2 The Onset of eMaintenance 560

    20.3 MaintenanceManagement System 561

    20.3.1 Life-cycle Management 562

    20.3.2 eMaintenance Architecture 564

    20.4 Sensor Systems 564

    20.4.1 Sensor Technology for PHM 565

    20.5 Data Analysis 565

    20.6 Predictive Maintenance 566

    20.7 Maintenance Analytics 567

    20.7.1 Maintenance Descriptive Analytics 568

    20.7.2 Maintenance Analytics and eMaintenance 568

    20.7.3 Maintenance Analytics and Big Data 568

    20.8 Knowledge Discovery 570

    20.9 Integrated Knowledge Discovery 571

    20.10 User Interface for Decision Support 572

    20.11 Applications of eMaintenance 572

    20.11.1 eMaintenance in Railways 572

    20.11.1.1 Railway Cloud: Swedish Railway Data 573

    20.11.1.2 Railway Cloud: Service Architecture 573

    20.11.1.3 Railway Cloud: Usage Scenario 574

    20.11.2 eMaintenance in Manufacturing 574

    20.11.3 MEMS Sensors for Bearing Vibration Measurement 576

    20.11.4 Wireless Sensors for Temperature Measurement 576

    20.11.5 Monitoring Systems 576

    20.11.6 eMaintenance Cloud and Servers 578

    20.11.7 Dashboard Managers 580

    20.11.8 Alarm Servers 580

    20.11.9 Cloud Services 581

    20.11.10 Graphic User Interfaces 583

    20.12 Internet Technology and Optimizing Technology 585

    References 586

    21 Predictive Maintenance in the IoT Era 589
    Rashmi B. Shetty

    21.1 Background 589

    21.1.1 Challenges of a Maintenance Program 590

    21.1.2 Evolution of Maintenance Paradigms 590

    21.1.3 Preventive Versus Predictive Maintenance 592

    21.1.4 P–F Curve 592

    21.1.5 Bathtub Curve 594

    21.2 Benefits of a Predictive Maintenance Program 595

    21.3 Prognostic Model Selection for Predictive Maintenance 596

    21.4 Internet ofThings 598

    21.4.1 Industrial IoT 598

    21.5 Predictive Maintenance Based on IoT 599

    21.6 Predictive Maintenance Usage Cases 600

    21.7 Machine Learning Techniques for Data-Driven Predictive Maintenance 600

    21.7.1 Supervised Learning 602

    21.7.2 Unsupervised Learning 602

    21.7.3 Anomaly Detection 602

    21.7.4 Multi-class and Binary Classification Models 603

    21.7.5 Regression Models 604

    21.7.6 Survival Models 604

    21.8 Best Practices 604

    21.8.1 Define Business Problem and QuantitativeMetrics 605

    21.8.2 Identify Assets and Data Sources 605

    21.8.3 Data Acquisition and Transformation 606

    21.8.4 Build Models 607

    21.8.5 Model Selection 607

    21.8.6 Predict Outcomes and Transform into Process Insights 608

    21.8.7 Operationalize and Deploy 609

    21.8.8 Continuous Monitoring 609

    21.9 Challenges in a Successful Predictive Maintenance Program 610

    21.9.1 Predictive Maintenance Management Success Key Performance Indicators (KPIs) 610

    21.10 Summary 611

    References 611

    22 Analysis of PHM Patents for Electronics 613
    Zhenbao Liu, Zhen Jia, Chi-Man Vong, Shuhui Bu, andMichael G. Pecht

    22.1 Introduction 613

    22.2 Analysis of PHM Patents for Electronics 616

    22.2.1 Sources of PHM Patents 616

    22.2.2 Analysis of PHM Patents 617

    22.3 Trend of Electronics PHM 619

    22.3.1 Semiconductor Products and Computers 619

    22.3.2 Batteries 622

    22.3.3 Electric Motors 626

    22.3.4 Circuits and Systems 629

    22.3.5 Electrical Devices in Automobiles and Airplanes 631

    22.3.6 Networks and Communication Facilities 634

    22.3.7 Others 636

    22.4 Summary 638

    References 639

    23 A PHM Roadmap for Electronics-Rich Systems 64
    Michael G. Pecht

    23.1 Introduction 649

    23.2 Roadmap Classifications 650

    23.2.1 PHM at the Component Level 651

    23.2.1.1 PHM for Integrated Circuits 652

    23.2.1.2 High-Power Switching Electronics 652

    23.2.1.3 Built-In Prognostics for Components and Circuit Boards 653

    23.2.1.4 Photo-Electronics Prognostics 654

    23.2.1.5 Interconnect andWiring Prognostics 656

    23.2.2 PHM at the System Level 657

    23.2.2.1 Legacy Systems 657

    23.2.2.2 Environmental and OperationalMonitoring 659

    23.2.2.3 LRU to Device Level 659

    23.2.2.4 Dynamic Reconfiguration 659

    23.2.2.5 System Power Management and PHM 660

    23.2.2.6 PHM as Knowledge Infrastructure for System Development 660

    23.2.2.7 Prognostics for Software 660

    23.2.2.8 PHM for Mitigation of Reliability and Safety Risks 661

    23.2.2.9 PHM in Supply Chain Management and Product Maintenance 662

    23.3 Methodology Development 663

    23.3.1 Best Algorithms 664

    23.3.1.1 Approaches to Training 667

    23.3.1.2 Active Learning for Unlabeled Data 667

    23.3.1.3 Sampling Techniques and Cost-Sensitive Learning for Imbalanced Data 668

    23.3.1.4 Transfer Learning for Knowledge Transfer 668

    23.3.1.5 Internet ofThings and Big Data Analytics 669

    23.3.2 Verification and Validation 670

    23.3.3 Long-Term PHM Studies 671

    23.3.4 PHM for Storage 671

    23.3.5 PHM for No-Fault-Found/Intermittent Failures 672

    23.3.6 PHM for Products Subjected to Indeterminate Operating Conditions 673

    23.4 Nontechnical Barriers 674

    23.4.1 Cost, Return on Investment, and Business Case Development 674

    23.4.2 Liability and Litigation 676

    23.4.2.1 Code Architecture: Proprietary or Open? 676

    23.4.2.2 Long-Term Code Maintenance and Upgrades 676

    23.4.2.3 False Alarms, Missed Alarms, and Life-Safety Implications 677

    23.4.2.4 Warranty Restructuring 677

    23.4.3 Maintenance Culture 677

    23.4.4 Contract Structure 677

    23.4.5 Role of Standards Organizations 678

    23.4.5.1 IEEE Reliability Society and PHM Efforts 678

    23.4.5.2 SAE PHM Standards 678

    23.4.5.3 PHM Society 679

    23.4.6 Licensing and Entitlement Management 680

    References 680

    Appendix A Commercially Available Sensor Systems for PHM 691

    A.1 SmartButton – ACR Systems 691

    A.2 OWL 400 – ACR Systems 693

    A.3 SAVERTM 3X90 – Lansmont Instruments 695

    A.4 G-Link®-LXRS®– LORD MicroStrain®Sensing Systems 697

    A.5 V-Link®-LXRS®– LORD MicroStrain Sensing Systems 699

    A.6 3DM-GX4–25TM – LORD MicroStrain Sensing Systems 702

    A.7 IEPE-LinkTM-LXRS®– LORD MicroStrain Sensing Systems 704

    A.8 ICHM®20/20 – Oceana Sensor 706

    A.9 EnvironmentalMonitoring System 200TM – Upsite Technologies 708

    A.10 S2NAP®– RLWInc. 710

    A.11 SR1 Strain Gage Indicator – Advance Instrument Inc. 712

    A.12 P3 Strain Indicator and Recorder – Micro-Measurements 714

    A.13 Airscale Suspension-BasedWeighing System – VPG Inc. 716

    A.14 Radio Microlog – Transmission Dynamics 718

    Appendix B Journals and Conference Proceedings Related to PHM 721

    B.1 Journals 721

    B.2 Conference Proceedings 722

    Appendix C Glossary of Terms and Definitions 725

    Index 731

Prognostics and Health Management of Electronics

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      Publisher: John Wiley & Sons Inc
      Publication Date: 1/7/2018 12:09:00 AM
      ISBN13: 9781119515333, 978-1119515333
      ISBN10: 1119515335

      Description

      Book Synopsis

      An indispensable guide for engineers and data scientists in design, testing, operation, manufacturing, and maintenance

      A road map to the current challenges and available opportunities for the research and development of Prognostics and Health Management (PHM), this important work covers all areas of electronics and explains how to:

      • assess methods for damage estimation of components and systems due to field loading conditions
      • assess the cost and benefits of prognostic implementations
      • develop novel methods for in situ monitoring of products and systems in actual life-cycle conditions
      • enable condition-based (predictive) maintenance
      • increase system availability through an extension of maintenance cycles and/or timely repair actions;
      • obtain knowledge of load history for future design, qualification, and root cause analysis
      • reduce the occurrence of no fault found (NFF)
      • subtract life-cycle costs of eq

        Table of Contents

        List of Contributors xxiii

        Preface xxvii

        About the Contributors xxxv

        Acknowledgment xlvii

        List of Abbreviations xlix

        1 Introduction to PHM 1
        Michael G. Pecht andMyeongsu Kang

        1.1 Reliability and Prognostics 1

        1.2 PHM for Electronics 3

        1.3 PHM Approaches 6

        1.3.1 PoF-Based Approach 6

        1.3.1.1 Failure Modes, Mechanisms, and Effects Analysis (FMMEA) 7

        1.3.1.2 Life-Cycle Load Monitoring 8

        1.3.1.3 Data Reduction and Load Feature Extraction 10

        1.3.1.4 Data Assessment and Remaining Life Calculation 12

        1.3.1.5 Uncertainty Implementation and Assessment 13

        1.3.2 Canaries 14

        1.3.3 Data-Driven Approach 16

        1.3.3.1 Monitoring and Reasoning of Failure Precursors 16

        1.3.3.2 Data Analytics and Machine Learning 20

        1.3.4 Fusion Approach 23

        1.4 Implementation of PHM in a System of Systems 24

        1.5 PHM in the Internet ofThings (IoT) Era 26

        1.5.1 IoT-Enabled PHM Applications: Manufacturing 27

        1.5.2 IoT-Enabled PHM Applications: Energy Generation 27

        1.5.3 IoT-Enabled PHM Applications: Transportation and Logistics 28

        1.5.4 IoT-Enabled PHM Applications: Automobiles 28

        1.5.5 IoT-Enabled PHM Applications: Medical Consumer Products 29

        1.5.6 IoT-Enabled PHM Applications:Warranty Services 29

        1.5.7 IoT-Enabled PHM Applications: Robotics 30

        1.6 Summary 30

        References 30

        2 Sensor Systems for PHM 39
        Hyunseok Oh,Michael H. Azarian, Shunfeng Cheng, andMichael G. Pecht

        2.1 Sensor and Sensing Principles 39

        2.1.1 Thermal Sensors 40

        2.1.2 Electrical Sensors 41

        2.1.3 Mechanical Sensors 42

        2.1.4 Chemical Sensors 42

        2.1.5 Humidity Sensors 44

        2.1.6 Biosensors 44

        2.1.7 Optical Sensors 45

        2.1.8 Magnetic Sensors 45

        2.2 Sensor Systems for PHM 46

        2.2.1 Parameters to be Monitored 47

        2.2.2 Sensor System Performance 48

        2.2.3 Physical Attributes of Sensor Systems 48

        2.2.4 Functional Attributes of Sensor Systems 49

        2.2.4.1 Onboard Power and Power Management 49

        2.2.4.2 Onboard Memory and Memory Management 50

        2.2.4.3 Programmable SamplingMode and Sampling Rate 51

        2.2.4.4 Signal Processing Software 51

        2.2.4.5 Fast and Convenient Data Transmission 52

        2.2.5 Reliability 53

        2.2.6 Availability 53

        2.2.7 Cost 54

        2.3 Sensor Selection 54

        2.4 Examples of Sensor Systems for PHM Implementation 54

        2.5 Emerging Trends in Sensor Technology for PHM 59

        References 60

        3 Physics-of-Failure Approach to PHM 61
        Shunfeng Cheng, Nagarajan Raghavan, Jie Gu, Sony Mathew, and Michael G. Pecht

        3.1 PoF-Based PHM Methodology 61

        3.2 Hardware Configuration 62

        3.3 Loads 63

        3.4 Failure Modes, Mechanisms, and Effects Analysis (FMMEA) 64

        3.4.1 Examples of FMMEA for Electronic Devices 68

        3.5 Stress Analysis 71

        3.6 Reliability Assessment and Remaining-Life Predictions 73

        3.7 Outputs from PoF-Based PHM 77

        3.8 Caution and Concerns in the Use of PoF-Based PHM 78

        3.9 Combining PoF with Data-Driven Prognosis 80

        References 81

        4 Machine Learning: Fundamentals 85
        Myeongsu Kang and Noel Jordan Jameson

        4.1 Types of Machine Learning 85

        4.1.1 Supervised, Unsupervised, Semi-Supervised, and Reinforcement Learning 86

        4.1.2 Batch and Online Learning 88

        4.1.3 Instance-Based and Model-Based Learning 89

        4.2 Probability Theory in Machine Learning: Fundamentals 90

        4.2.1 Probability Space and Random Variables 91

        4.2.2 Distributions, Joint Distributions, and Marginal Distributions 91

        4.2.3 Conditional Distributions 91

        4.2.4 Independence 92

        4.2.5 Chain Rule and Bayes Rule 92

        4.3 Probability Mass Function and Probability Density Function 93

        4.3.1 Probability Mass Function 93

        4.3.2 Probability Density Function 93

        4.4 Mean, Variance, and Covariance Estimation 94

        4.4.1 Mean 94

        4.4.2 Variance 94

        4.4.3 Robust Covariance Estimation 95

        4.5 Probability Distributions 96

        4.5.1 Bernoulli Distribution 96

        4.5.2 Normal Distribution 96

        4.5.3 Uniform Distribution 97

        4.6 Maximum Likelihood and Maximum A Posteriori Estimation 97

        4.6.1 Maximum Likelihood Estimation 97

        4.6.2 Maximum A Posteriori Estimation 98

        4.7 Correlation and Causation 99

        4.8 Kernel Trick 100

        4.9 Performance Metrics 102

        4.9.1 Diagnostic Metrics 102

        4.9.2 Prognostic Metrics 105

        References 107

        5 Machine Learning: Data Pre-processing 111
        Myeongsu Kang and Jing Tian

        5.1 Data Cleaning 111

        5.1.1 Missing Data Handling 111

        5.1.1.1 Single-Value Imputation Methods 113

        5.1.1.2 Model-Based Methods 113

        5.2 Feature Scaling 114

        5.3 Feature Engineering 116

        5.3.1 Feature Extraction 116

        5.3.1.1 PCA and Kernel PCA 116

        5.3.1.2 LDA and Kernel LDA 118

        5.3.1.3 Isomap 119

        5.3.1.4 Self-Organizing Map (SOM) 120

        5.3.2 Feature Selection 121

        5.3.2.1 Feature Selection: FilterMethods 122

        5.3.2.2 Feature Selection:WrapperMethods 124

        5.3.2.3 Feature Selection: Embedded Methods 124

        5.3.2.4 Advanced Feature Selection 125

        5.4 Imbalanced Data Handling 125

        5.4.1 SamplingMethods for Imbalanced Learning 126

        5.4.1.1 Synthetic Minority Oversampling Technique 126

        5.4.1.2 Adaptive Synthetic Sampling 126

        5.4.1.3 Effect of SamplingMethods for Diagnosis 127

        References 129

        6 Machine Learning: Anomaly Detection 131
        Myeongsu Kang

        6.1 Introduction 131

        6.2 Types of Anomalies 133

        6.2.1 Point Anomalies 134

        6.2.2 Contextual Anomalies 134

        6.2.3 Collective Anomalies 135

        6.3 Distance-Based Methods 136

        6.3.1 MD Calculation Using an Inverse Matrix Method 137

        6.3.2 MD Calculation Using a Gram–Schmidt Orthogonalization Method 137

        6.3.3 Decision Rules 138

        6.3.3.1 Gamma Distribution:Threshold Selection 138

        6.3.3.2 Weibull Distribution:Threshold Selection 139

        6.3.3.3 Box-Cox Transformation:Threshold Selection 139

        6.4 Clustering-Based Methods 140

        6.4.1 k-Means Clustering 141

        6.4.2 Fuzzy c-Means Clustering 142

        6.4.3 Self-Organizing Maps (SOMs) 142

        6.5 Classification-Based Methods 144

        6.5.1 One-Class Classification 145

        6.5.1.1 One-Class Support Vector Machines 145

        6.5.1.2 k-Nearest Neighbors 148

        6.5.2 Multi-Class Classification 149

        6.5.2.1 Multi-Class Support Vector Machines 149

        6.5.2.2 Neural Networks 151

        6.6 StatisticalMethods 153

        6.6.1 Sequential Probability Ratio Test 154

        6.6.2 Correlation Analysis 156

        6.7 Anomaly Detection with No System Health Profile 156

        6.8 Challenges in Anomaly Detection 158

        References 159

        7 Machine Learning: Diagnostics and Prognostics 163
        Myeongsu Kang

        7.1 Overview of Diagnosis and Prognosis 163

        7.2 Techniques for Diagnostics 165

        7.2.1 Supervised Machine Learning Algorithms 165

        7.2.1.1 Naïve Bayes 165

        7.2.1.2 Decision Trees 167

        7.2.2 Ensemble Learning 169

        7.2.2.1 Bagging 170

        7.2.2.2 Boosting: AdaBoost 171

        7.2.3 Deep Learning 172

        7.2.3.1 Supervised Learning: Deep Residual Networks 173

        7.2.3.2 Effect of Feature Learning-Powered Diagnosis 176

        7.3 Techniques for Prognostics 178

        7.3.1 Regression Analysis 178

        7.3.1.1 Linear Regression 178

        7.3.1.2 Polynomial Regression 180

        7.3.1.3 Ridge Regression 181

        7.3.1.4 LASSO Regression 182

        7.3.1.5 Elastic Net Regression 183

        7.3.1.6 k-Nearest Neighbors Regression 183

        7.3.1.7 Support Vector Regression 184

        7.3.2 Particle Filtering 185

        7.3.2.1 Fundamentals of Particle Filtering 186

        7.3.2.2 Resampling Methods – A Review 187

        References 189

        8 Uncertainty Representation, Quantification, and Management in Prognostics 193
        Shankar Sankararaman

        8.1 Introduction 193

        8.2 Sources of Uncertainty in PHM 196

        8.3 Formal Treatment of Uncertainty in PHM 199

        8.3.1 Problem 1: Uncertainty Representation and Interpretation 199

        8.3.2 Problem 2: Uncertainty Quantification 199

        8.3.3 Problem 3: Uncertainty Propagation 200

        8.3.4 Problem 4: Uncertainty Management 200

        8.4 Uncertainty Representation and Interpretation 200

        8.4.1 Physical Probabilities and Testing-Based Prediction 201

        8.4.1.1 Physical Probability 201

        8.4.1.2 Testing-Based Life Prediction 201

        8.4.1.3 Confidence Intervals 202

        8.4.2 Subjective Probabilities and Condition-Based Prognostics 202

        8.4.2.1 Subjective Probability 202

        8.4.2.2 Subjective Probabilities in Condition-Based Prognostics 203

        8.4.3 Why is RUL Prediction Uncertain? 203

        8.5 Uncertainty Quantification and Propagation for RUL Prediction 203

        8.5.1 Computational Framework for Uncertainty Quantification 204

        8.5.1.1 Present State Estimation 204

        8.5.1.2 Future State Prediction 205

        8.5.1.3 RUL Computation 205

        8.5.2 RUL Prediction: An Uncertainty Propagation Problem 206

        8.5.3 Uncertainty PropagationMethods 206

        8.5.3.1 Sampling-Based Methods 207

        8.5.3.2 AnalyticalMethods 209

        8.5.3.3 Hybrid Methods 209

        8.5.3.4 Summary of Methods 209

        8.6 Uncertainty Management 210

        8.7 Case Study: Uncertainty Quantification in the Power System of an Unmanned Aerial Vehicle 211

        8.7.1 Description of the Model 211

        8.7.2 Sources of Uncertainty 212

        8.7.3 Results: Constant Amplitude Loading Conditions 213

        8.7.4 Results: Variable Amplitude Loading Conditions 214

        8.7.5 Discussion 214

        8.8 Existing Challenges 215

        8.8.1 Timely Predictions 215

        8.8.2 Uncertainty Characterization 216

        8.8.3 Uncertainty Propagation 216

        8.8.4 Capturing Distribution Properties 216

        8.8.5 Accuracy 216

        8.8.6 Uncertainty Bounds 216

        8.8.7 Deterministic Calculations 216

        8.9 Summary 217

        References 217

        9 PHM Cost and Return on Investment 221
        Peter Sandborn, ChrisWilkinson, Kiri Lee Sharon, Taoufik Jazouli, and Roozbeh Bakhshi

        9.1 Return on Investment 221

        9.1.1 PHM ROI Analyses 222

        9.1.2 Financial Costs 224

        9.2 PHM Cost-Modeling Terminology and Definitions 225

        9.3 PHM Implementation Costs 226

        9.3.1 Nonrecurring Costs 226

        9.3.2 Recurring Costs 227

        9.3.3 Infrastructure Costs 228

        9.3.4 Nonmonetary Considerations and Maintenance Culture 228

        9.4 Cost Avoidance 229

        9.4.1 Maintenance Planning Cost Avoidance 231

        9.4.2 Discrete-Event Simulation Maintenance PlanningModel 232

        9.4.3 Fixed-Schedule Maintenance Interval 233

        9.4.4 Data-Driven (Precursor to Failure Monitoring) Methods 233

        9.4.5 Model-Based (LRU-Independent)Methods 234

        9.4.6 Discrete-Event Simulation Implementation Details 236

        9.4.7 Operational Profile 237

        9.5 Example PHM Cost Analysis 238

        9.5.1 Single-Socket Model Results 239

        9.5.2 Multiple-Socket Model Results 241

        9.6 Example Business Case Construction: Analysis for ROI 246

        9.7 Summary 255

        References 255

        10 Valuation and Optimization of PHM-Enabled Maintenance Decisions 261
        Xin Lei, Amir Reza Kashani-Pour, Peter Sandborn, and Taoufik Jazouli

        10.1 Valuation and Optimization of PHM-Enabled Maintenance Decisions for an Individual System 262

        10.1.1 A PHM-Enabled Predictive Maintenance OptimizationModel for an Individual System 263

        10.1.2 Case Study: Optimization of PHM-Enabled Maintenance Decisions for an Individual System (Wind Turbine) 265

        10.2 Availability 268

        10.2.1 The Business of Availability: Outcome-Based Contracts 269

        10.2.2 Incorporating Contract Terms into Maintenance Decisions 270

        10.2.3 Case Study: Optimization of PHM-Enabled Maintenance Decisions for Systems (Wind Farm) 270

        10.3 Future Directions 272

        10.3.1 Design for Availability 272

        10.3.2 Prognostics-BasedWarranties 275

        10.3.3 Contract Engineering 276

        References 277

        11 Health and Remaining Useful Life Estimation of Electronic Circuits 279
        Arvind Sai Sarathi Vasan and Michael G. Pecht

        11.1 Introduction 279

        11.2 RelatedWork 281

        11.2.1 Component-Centric Approach 281

        11.2.2 Circuit-Centric Approach 282

        11.3 Electronic Circuit Health Estimation Through Kernel Learning 285

        11.3.1 Kernel-Based Learning 285

        11.3.2 Health Estimation Method 286

        11.3.2.1 Likelihood-Based Function for Model Selection 288

        11.3.2.2 Optimization Approach for Model Selection 289

        11.3.3 Implementation Results 292

        11.3.3.1 Bandpass Filter Circuit 293

        11.3.3.2 DC–DC Buck Converter System 300

        11.4 RUL Prediction Using Model-Based Filtering 306

        11.4.1 Prognostics Problem Formulation 306

        11.4.2 Circuit DegradationModeling 307

        11.4.3 Model-Based Prognostic Methodology 310

        11.4.4 Implementation Results 313

        11.4.4.1 Low-Pass Filter Circuit 313

        11.4.4.2 Voltage Feedback Circuit 315

        11.4.4.3 Source of RUL Prediction Error 320

        11.4.4.4 Effect of First-Principles-Based Modeling 320

        11.5 Summary 322

        References 324

        12 PHM-Based Qualification of Electronics 329
        Preeti S. Chauhan

        12.1 Why is Product Qualification Important? 329

        12.2 Considerations for Product Qualification 331

        12.3 Review of Current Qualification Methodologies 334

        12.3.1 Standards-Based Qualification 334

        12.3.2 Knowledge-Based or PoF-Based Qualification 337

        12.3.3 Prognostics and Health Management-Based Qualification 340

        12.3.3.1 Data-Driven Techniques 340

        12.3.3.2 Fusion Prognostics 343

        12.4 Summary 345

        References 346

        13 PHM of Li-ion Batteries 349
        Saurabh Saxena, Yinjiao Xing, andMichael G. Pecht

        13.1 Introduction 349

        13.2 State of Charge Estimation 351

        13.2.1 SOC Estimation Case Study I 352

        13.2.1.1 NN Model 353

        13.2.1.2 Training and Testing Data 354

        13.2.1.3 Determination of the NN Structure 355

        13.2.1.4 Training and Testing Results 356

        13.2.1.5 Application of Unscented Kalman Filter 357

        13.2.2 SOC Estimation Case Study II 357

        13.2.2.1 OCV–SOC-T Test 358

        13.2.2.2 Battery Modeling and Parameter Identification 359

        13.2.2.3 OCV–SOC-T Table for Model Improvement 360

        13.2.2.4 Validation of the Proposed Model 362

        13.2.2.5 Algorithm Implementation for Online Estimation 362

        13.3 State of Health Estimation and Prognostics 365

        13.3.1 Case Study for Li-ion Battery Prognostics 366

        13.3.1.1 Capacity DegradationModel 366

        13.3.1.2 Uncertainties in Battery Prognostics 368

        13.3.1.3 Model Updating via Bayesian Monte Carlo 368

        13.3.1.4 SOH Prognostics and RUL Estimation 369

        13.3.1.5 Prognostic Results 371

        13.4 Summary 371

        References 372

        14 PHM of Light-Emitting Diodes 377
        Moon-Hwan Chang, Jiajie Fan, Cheng Qian, and Bo Sun

        14.1 Introduction 377

        14.2 Review of PHM Methodologies for LEDs 378

        14.2.1 Overview of Available Prognostic Methods 378

        14.2.2 Data-DrivenMethods 379

        14.2.2.1 Statistical Regression 379

        14.2.2.2 Static Bayesian Network 381

        14.2.2.3 Kalman Filtering 382

        14.2.2.4 Particle Filtering 383

        14.2.2.5 Artificial Neural Network 384

        14.2.3 Physics-Based Methods 385

        14.2.4 LED System-Level Prognostics 387

        14.3 Simulation-Based Modeling and Failure Analysis for LEDs 388

        14.3.1 LED Chip-LevelModeling and Failure Analysis 389

        14.3.1.1 Electro-optical Simulation of LED Chip 389

        14.3.1.2 LED Chip-Level Failure Analysis 393

        14.3.2 LED Package-Level Modeling and Failure Analysis 395

        14.3.2.1 Thermal and Optical Simulation for Phosphor-Converted White LED Package 395

        14.3.2.2 LED Package-Level Failure Analysis 397

        14.3.3 LED System-LevelModeling and Failure Analysis 399

        14.4 Return-on-Investment Analysis of Applying Health Monitoring to LED Lighting Systems 401

        14.4.1 ROI Methodology 403

        14.4.2 ROI Analysis of Applying System Health Monitoring to LED Lighting Systems 406

        14.4.2.1 Failure Rates and Distributions for ROI Simulation 407

        14.4.2.2 Determination of Prognostics Distance 410

        14.4.2.3 IPHM, CPHM, and Cu Evaluation 412

        14.4.2.4 ROI Evaluation 417

        14.5 Summary 419

        References 420

        15 PHM in Healthcare 431
        Mary Capelli-Schellpfeffer,Myeongsu Kang, andMichael G. Pecht

        15.1 Healthcare in the United States 431

        15.2 Considerations in Healthcare 432

        15.2.1 Clinical Consideration in ImplantableMedical Devices 432

        15.2.2 Considerations in Care Bots 433

        15.3 Benefits of PHM 438

        15.3.1 Safety Increase 439

        15.3.2 Operational Reliability Improvement 440

        15.3.3 Mission Availability Increase 440

        15.3.4 System’s Service Life Extension 441

        15.3.5 Maintenance Effectiveness Increase 441

        15.4 PHM of ImplantableMedical Devices 442

        15.5 PHM of Care Bots 444

        15.6 Canary-Based Prognostics of Healthcare Devices 445

        15.7 Summary 447

        References 447

        16 PHM of Subsea Cables 451
        David Flynn, Christopher Bailey, Pushpa Rajaguru,Wenshuo Tang, and Chunyan Yin

        16.1 Subsea Cable Market 451

        16.2 Subsea Cables 452

        16.3 Cable Failures 454

        16.3.1 Internal Failures 455

        16.3.2 Early-Stage Failures 455

        16.3.3 External Failures 455

        16.3.4 Environmental Conditions 455

        16.3.5 Third-Party Damage 456

        16.4 State-of-the-Art Monitoring 457

        16.5 Qualifying and Maintaining Subsea Cables 458

        16.5.1 Qualifying Subsea Cables 458

        16.5.2 Mechanical Tests 458

        16.5.3 Maintaining Subsea Cables 459

        16.6 Data-Gathering Techniques 460

        16.7 Measuring theWear Behavior of Cable Materials 461

        16.8 Predicting Cable Movement 463

        16.8.1 Sliding Distance Derivation 463

        16.8.2 Scouring Depth Calculations 465

        16.9 Predicting Cable Degradation 466

        16.9.1 Volume Loss due to Abrasion 466

        16.9.2 Volume Loss due to Corrosion 466

        16.10 Predicting Remaining Useful Life 468

        16.11 Case Study 471

        16.12 Future Challenges 471

        16.12.1 Data-Driven Approach for Random Failures 471

        16.12.2 Model-Driven Approach for Environmental Failures 473

        16.12.2.1 Fusion-Based PHM 473

        16.12.2.2 Sensing Techniques 474

        16.13 Summary 474

        References 475

        17 Connected Vehicle Diagnostics and Prognostics 479
        Yilu Zhang and Xinyu Du

        17.1 Introduction 479

        17.2 Design of an Automatic Field Data Analyzer 481

        17.2.1 Data Collection Subsystem 482

        17.2.2 Information Abstraction Subsystem 482

        17.2.3 Root Cause Analysis Subsystem 482

        17.2.3.1 Feature-Ranking Module 482

        17.2.3.2 Relevant Feature Set Selection 484

        17.2.3.3 Results Interpretation 486

        17.3 Case Study: CVDP for Vehicle Batteries 486

        17.3.1 Brief Background of Vehicle Batteries 486

        17.3.2 Applying AFDA for Vehicle Batteries 488

        17.3.3 Experimental Results 489

        Contents xvii

        17.3.3.1 Information Abstraction 490

        17.3.3.2 Feature Ranking 490

        17.3.3.3 Interpretation of Results 495

        17.4 Summary 498

        References 499

        18 The Role of PHM at Commercial Airlines 503
        RhondaWalthall and Ravi Rajamani

        18.1 Evolution of Aviation Maintenance 503

        18.2 Stakeholder Expectations for PHM 506

        18.2.1 Passenger Expectations 506

        18.2.2 Airline/Operator/Owner Expectations 507

        18.2.3 Airframe Manufacturer Expectations 509

        18.2.4 Engine Manufacturer Expectations 510

        18.2.5 System and Component Supplier Expectations 511

        18.2.6 MRO Organization Expectations 512

        18.3 PHM Implementation 513

        18.3.1 SATAA 513

        18.4 PHM Applications 517

        18.4.1 Engine Health Management (EHM) 517

        18.4.1.1 History of EHM 518

        18.4.1.2 EHM Infrastructure 519

        18.4.1.3 Technologies Associated with EHM 520

        18.4.1.4 The Future 523

        18.4.2 Auxiliary Power Unit (APU) Health Management 524

        18.4.3 Environmental Control System (ECS) and Air Distribution Health Monitoring 525

        18.4.4 Landing System Health Monitoring 526

        18.4.5 Liquid Cooling System Health Monitoring 526

        18.4.6 Nitrogen Generation System (NGS) Health Monitoring 527

        18.4.7 Fuel Consumption Monitoring 527

        18.4.8 Flight Control Actuation Health Monitoring 528

        18.4.9 Electric Power System Health Monitoring 529

        18.4.10 Structural Health Monitoring (SHM) 529

        18.4.11 Battery Health Management 531

        18.5 Summary 532

        References 533

        19 PHM Software for Electronics 535
        Noel Jordan Jameson,Myeongsu Kang, and Jing Tian

        19.1 PHM Software: CALCE Simulation Assisted Reliability Assessment 535

        19.2 PHM Software: Data-Driven 540

        19.2.1 Data Flow 541

        19.2.2 Master Options 542

        19.2.3 Data Pre-processing 543

        19.2.4 Feature Discovery 545

        19.2.5 Anomaly Detection 546

        19.2.6 Diagnostics/Classification 548

        19.2.7 Prognostics/Modeling 552

        19.2.8 Challenges in Data-Driven PHM Software Development 554

        19.3 Summary 557

        20 eMaintenance 559
        Ramin Karim, Phillip Tretten, and Uday Kumar

        20.1 From Reactive to Proactive Maintenance 559

        20.2 The Onset of eMaintenance 560

        20.3 MaintenanceManagement System 561

        20.3.1 Life-cycle Management 562

        20.3.2 eMaintenance Architecture 564

        20.4 Sensor Systems 564

        20.4.1 Sensor Technology for PHM 565

        20.5 Data Analysis 565

        20.6 Predictive Maintenance 566

        20.7 Maintenance Analytics 567

        20.7.1 Maintenance Descriptive Analytics 568

        20.7.2 Maintenance Analytics and eMaintenance 568

        20.7.3 Maintenance Analytics and Big Data 568

        20.8 Knowledge Discovery 570

        20.9 Integrated Knowledge Discovery 571

        20.10 User Interface for Decision Support 572

        20.11 Applications of eMaintenance 572

        20.11.1 eMaintenance in Railways 572

        20.11.1.1 Railway Cloud: Swedish Railway Data 573

        20.11.1.2 Railway Cloud: Service Architecture 573

        20.11.1.3 Railway Cloud: Usage Scenario 574

        20.11.2 eMaintenance in Manufacturing 574

        20.11.3 MEMS Sensors for Bearing Vibration Measurement 576

        20.11.4 Wireless Sensors for Temperature Measurement 576

        20.11.5 Monitoring Systems 576

        20.11.6 eMaintenance Cloud and Servers 578

        20.11.7 Dashboard Managers 580

        20.11.8 Alarm Servers 580

        20.11.9 Cloud Services 581

        20.11.10 Graphic User Interfaces 583

        20.12 Internet Technology and Optimizing Technology 585

        References 586

        21 Predictive Maintenance in the IoT Era 589
        Rashmi B. Shetty

        21.1 Background 589

        21.1.1 Challenges of a Maintenance Program 590

        21.1.2 Evolution of Maintenance Paradigms 590

        21.1.3 Preventive Versus Predictive Maintenance 592

        21.1.4 P–F Curve 592

        21.1.5 Bathtub Curve 594

        21.2 Benefits of a Predictive Maintenance Program 595

        21.3 Prognostic Model Selection for Predictive Maintenance 596

        21.4 Internet ofThings 598

        21.4.1 Industrial IoT 598

        21.5 Predictive Maintenance Based on IoT 599

        21.6 Predictive Maintenance Usage Cases 600

        21.7 Machine Learning Techniques for Data-Driven Predictive Maintenance 600

        21.7.1 Supervised Learning 602

        21.7.2 Unsupervised Learning 602

        21.7.3 Anomaly Detection 602

        21.7.4 Multi-class and Binary Classification Models 603

        21.7.5 Regression Models 604

        21.7.6 Survival Models 604

        21.8 Best Practices 604

        21.8.1 Define Business Problem and QuantitativeMetrics 605

        21.8.2 Identify Assets and Data Sources 605

        21.8.3 Data Acquisition and Transformation 606

        21.8.4 Build Models 607

        21.8.5 Model Selection 607

        21.8.6 Predict Outcomes and Transform into Process Insights 608

        21.8.7 Operationalize and Deploy 609

        21.8.8 Continuous Monitoring 609

        21.9 Challenges in a Successful Predictive Maintenance Program 610

        21.9.1 Predictive Maintenance Management Success Key Performance Indicators (KPIs) 610

        21.10 Summary 611

        References 611

        22 Analysis of PHM Patents for Electronics 613
        Zhenbao Liu, Zhen Jia, Chi-Man Vong, Shuhui Bu, andMichael G. Pecht

        22.1 Introduction 613

        22.2 Analysis of PHM Patents for Electronics 616

        22.2.1 Sources of PHM Patents 616

        22.2.2 Analysis of PHM Patents 617

        22.3 Trend of Electronics PHM 619

        22.3.1 Semiconductor Products and Computers 619

        22.3.2 Batteries 622

        22.3.3 Electric Motors 626

        22.3.4 Circuits and Systems 629

        22.3.5 Electrical Devices in Automobiles and Airplanes 631

        22.3.6 Networks and Communication Facilities 634

        22.3.7 Others 636

        22.4 Summary 638

        References 639

        23 A PHM Roadmap for Electronics-Rich Systems 64
        Michael G. Pecht

        23.1 Introduction 649

        23.2 Roadmap Classifications 650

        23.2.1 PHM at the Component Level 651

        23.2.1.1 PHM for Integrated Circuits 652

        23.2.1.2 High-Power Switching Electronics 652

        23.2.1.3 Built-In Prognostics for Components and Circuit Boards 653

        23.2.1.4 Photo-Electronics Prognostics 654

        23.2.1.5 Interconnect andWiring Prognostics 656

        23.2.2 PHM at the System Level 657

        23.2.2.1 Legacy Systems 657

        23.2.2.2 Environmental and OperationalMonitoring 659

        23.2.2.3 LRU to Device Level 659

        23.2.2.4 Dynamic Reconfiguration 659

        23.2.2.5 System Power Management and PHM 660

        23.2.2.6 PHM as Knowledge Infrastructure for System Development 660

        23.2.2.7 Prognostics for Software 660

        23.2.2.8 PHM for Mitigation of Reliability and Safety Risks 661

        23.2.2.9 PHM in Supply Chain Management and Product Maintenance 662

        23.3 Methodology Development 663

        23.3.1 Best Algorithms 664

        23.3.1.1 Approaches to Training 667

        23.3.1.2 Active Learning for Unlabeled Data 667

        23.3.1.3 Sampling Techniques and Cost-Sensitive Learning for Imbalanced Data 668

        23.3.1.4 Transfer Learning for Knowledge Transfer 668

        23.3.1.5 Internet ofThings and Big Data Analytics 669

        23.3.2 Verification and Validation 670

        23.3.3 Long-Term PHM Studies 671

        23.3.4 PHM for Storage 671

        23.3.5 PHM for No-Fault-Found/Intermittent Failures 672

        23.3.6 PHM for Products Subjected to Indeterminate Operating Conditions 673

        23.4 Nontechnical Barriers 674

        23.4.1 Cost, Return on Investment, and Business Case Development 674

        23.4.2 Liability and Litigation 676

        23.4.2.1 Code Architecture: Proprietary or Open? 676

        23.4.2.2 Long-Term Code Maintenance and Upgrades 676

        23.4.2.3 False Alarms, Missed Alarms, and Life-Safety Implications 677

        23.4.2.4 Warranty Restructuring 677

        23.4.3 Maintenance Culture 677

        23.4.4 Contract Structure 677

        23.4.5 Role of Standards Organizations 678

        23.4.5.1 IEEE Reliability Society and PHM Efforts 678

        23.4.5.2 SAE PHM Standards 678

        23.4.5.3 PHM Society 679

        23.4.6 Licensing and Entitlement Management 680

        References 680

        Appendix A Commercially Available Sensor Systems for PHM 691

        A.1 SmartButton – ACR Systems 691

        A.2 OWL 400 – ACR Systems 693

        A.3 SAVERTM 3X90 – Lansmont Instruments 695

        A.4 G-Link®-LXRS®– LORD MicroStrain®Sensing Systems 697

        A.5 V-Link®-LXRS®– LORD MicroStrain Sensing Systems 699

        A.6 3DM-GX4–25TM – LORD MicroStrain Sensing Systems 702

        A.7 IEPE-LinkTM-LXRS®– LORD MicroStrain Sensing Systems 704

        A.8 ICHM®20/20 – Oceana Sensor 706

        A.9 EnvironmentalMonitoring System 200TM – Upsite Technologies 708

        A.10 S2NAP®– RLWInc. 710

        A.11 SR1 Strain Gage Indicator – Advance Instrument Inc. 712

        A.12 P3 Strain Indicator and Recorder – Micro-Measurements 714

        A.13 Airscale Suspension-BasedWeighing System – VPG Inc. 716

        A.14 Radio Microlog – Transmission Dynamics 718

        Appendix B Journals and Conference Proceedings Related to PHM 721

        B.1 Journals 721

        B.2 Conference Proceedings 722

        Appendix C Glossary of Terms and Definitions 725

        Index 731

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