Description

Book Synopsis

The emergence of the discipline of encapsulation and controlled release has had a great impact on the food and dietary supplements sectors; principally around fortifying food systems with nutrients and health-promoting ingredients. The successful incorporation of these actives in food formulations depends on preserving their stability and bioavailability as well as masking undesirable flavors throughout processing, shelf life and consumption.

This second edition of Encapsulation and Controlled Release Technologies in Food Systems serves as an improvement and a complement companion to the first. However, it differentiates itself in two main aspects. Firstly, it introduces the reader to novel encapsulation and controlled release technologies which have not yet been addressed by any existing book on this matter, and secondly, it offers an in-depth discussion on the impact of encapsulation and controlled release technologies on the bioavailability of health ingredients an

Table of Contents

List of contributors, xiii

Foreword, xvii

Preface to second edition, xix

Preface to first edition, xxi

1 Introduction, 1
Jamileh M. Lakkis

Wall-forming materials, 2

Core materials, 2

Release triggers, 2

Payload, 2

Current approaches to encapsulation and controlled release, 3

Entrapment in carbohydrate matrices, 3

Complexation into cyclodextrins, 6

Encapsulation in microporous matrices: physical adsorption, 6

Encapsulation in fats and waxes, 7

Encapsulation in emulsions and micellar systems, 7

Encapsulation in coacervated polymers, 8

Encapsulation using supercritical fluids, 9

Encapsulation into hydrogel matrices, 9

Encapsulation using flow-focusing technology, 10

Overview of controlled-release systems, 11

Matrix systems, 11

Reservoir systems, 12

Combination systems, 12

Release mechanisms, 13

References, 13

2 Encapsulation of edible active compounds using supercritical fluids, 16
Salima Varona, Ángel Martín and María José Cocero

Supercritical fluid technology, 16

Properties of supercritical fluids, 16

Implementation of processes using SCFs: Basic considerations, 17

Current industrial applications, 18

Particle formation processes, 19

SCFs as solvents, 19

SCFs as antisolvents, 20

SCFs as solutes, 22

SCFs as propellants, 22

Products, 24

Single compound products, 24

Co-precipitation and encapsulation processes: Carrier materials, 25

Encapsulation of solid active compounds, 26

Encapsulation of liquid active compounds, 27

Case study: Encapsulation of lavandin essential oil, 29

Encapsulation in water-soluble carriers, 30

Encapsulation in water-insoluble carriers, 32

Impregnation, 33

Comparison with alternative encapsulation technologies, 34

References, 36

3 Encapsulation by complex coacervation, 41
Curt Thies

Introductory comments, 41

Complex coacervation background and terminology, 42

Biopolymers and complex coacervation, 43

Biopolymer structure and properties, 43

Milk and vegetable protein denaturation, 48

Reproducibility issues, 49

Concluding biopolymer comments, 51

Stabilization and solidification of complex coacervate capsule shells, 52

Overview, 52

mTGase treatment of complex coacervate capsule shells, 53

Overview of current encapsulation protocols, 59

Concluding comments, 71

References, 71

4 Lyophilized liposomes for food applications: Fundamentals, processes, and potential applications, 78
Taise Toniazzo and Samantha C. Pinho

Introduction, 78

Liposomes: Structure, production methods, and applications in foods, 79

Formulation factors affecting liposome integrity after lyophilization, 84

Influence of the lyophilization process parameters and technological factors on the lyophilized product, 89

Concluding remarks and future perspectives, 90

References, 91

5 Microencapsulation of probiotics, 97
Thierry F. Vandamme, Gildas K. Gbassi, Trinh Lan Nguyen and Xiang Li

Introduction to probiotics, 97

Definitions, applications, and advantages of probiotics, 97

Introduction to microencapsulation, 99

Definition, 99

Purpose of microencapsulation, 100

Structural details of microcapsules, 100

Materials used in the microencapsulation of probiotics, 102

Factors affecting the microencapsulation effectiveness of probiotics, 114

Methods used in microencapsulating probiotics, 115

Extrusion technique for microencapsulation, 115

Emulsion technique, 115

Use of drying technology for microencapsulating Probiotics, 117

Interfacial polymerization and coacervation, 119

Co-crystallization method, 120

Molecular inclusion, 120

Centrifugal extrusion technique, 120

Conclusion and prospects, 121

References, 121

6 Emulsions as delivery systems in foods, 129
Ingrid A.M. Appelqvist, Matt Golding, Rob Vreeker and Nicolaas Jan Zuidam

Introduction, 129

Stabilization and destabilization of emulsion systems, 130

Emulsion stabilization, 130

Formulation design for food emulsions, 135

Release triggers for emulsions, 142

Delivery of water-soluble food actives via emulsions, 143

Water-in-oil emulsions for controlling water-soluble actives, 143

Effect of O/W emulsions on taste release and perception, 143

Double emulsions for controlling water-soluble actives, 145

Delivery of hydrophobic food actives via O/W emulsions, 149

Lipophilic health ingredients in O/W emulsions, 149

Aroma release from O/W emulsions, 149

Structured emulsions in hydrogels for controlled release of aromas, 153

Delivery of dietary fats as O/W emulsions and their protection against oxidation, 155

Future trends, 159

Nature-made emulsions, 159

Monodispersed emulsions, 163

References, 164

7 Improved solubilization and bioavailability of nutraceuticals in nanosized self-assembled liquid vehicles, 173
Nissim Garti, Eli Pinthus, Abraham Aserin and Aviram Spernath

Introduction, 173

U-Type microemulsions, swollen micelles, and progressive and full dilution, 177

Solubilization of nonsoluble nutraceuticals, 179

Lycopene, 180

Phytosterols, 185

Lutein and lutein ester, 187

Oxidative stability, 191

Bioavailability, 192

CoQ10 and Improved Bioavailability, 192

Water binding, 195

Conclusions, 197

References, 198

8 Encapsulation and controlled release in bakery applications, 204
Jamileh M. Lakkis

Introduction, 204

Encapsulation technologies for bakery applications, 205

Hot melt particle coating technology, 205

Spray congealing/chilling, 207

High pressure congealing (beta process), 209

Film-forming materials, 210

Waxes, 210

Resins, 212

Glycol polymers, 212

Fats and glycerides, 212

Lauric acid group, 212

Palmitic acid group, 213

Oleic/linoleic acid group, 213

Characteristics of wax and fat coating materials, 213

Ideal properties of encapsulated particles for bakery applications, 216

Good barrier properties, 216

Mechanical strength, 216

Surface morphology, 217

Adhesion and cohesiveness, 217

Particle size distribution, 217

Film thickness, 217

Melting properties, 217

Applications of encapsulated actives in bakery applications, 218

Leavening systems, 218

Encapsulated sweeteners, 222

Encapsulated antimicrobial agents, 224

Encapsulated minor ingredients, 229

Flavors, 229

Encapsulated nutrients, 229

References, 230

9 Encapsulation and controlled release applications in confectionery and oral care products, 236
Jamileh M. Lakkis

Introduction, 236

Physiology and organization of the oral area, 237

Permeability and barrier functions of the oral cavity, 239

Membranes – physiology and transport routes (Plasma and Epithelial membranes), 239

Plasma membranes, 239

Epithelial membranes, 240

Oral mucosa, 240

Saliva, 242

Keratinization, 242

Polarity, 243

pH, 243

Transport mechanisms across membranes, 244

Delivery sites in the oral cavity, 245

Advantages of the oral route for drug delivery, 247

Disadvantages of oral route delivery, 248

Dosage formulation, 249

Physico-chemical properties of the active and dosage, 249

Confectionery products as delivery systems, 249

Chewing gum as a delivery system, 249

Typical gum composition and manufacture, 250

Chewing gums for delivering flavors and non-medicated actives, 252

Effect of saliva flow rate on flavor release, 254

Effect of non-sugar sweeteners (Polyols), 255

Effect of sensates on flavor release from chewing gum, 256

Chewing gum for delivering cosmetic and medicated actives, 257

Oral and dental health (Antimicrobials, Dental Caries Prevention, Xerostomia), 257

Antimicrobials, 257

Chewing gums for delivering actives for minor pains, diabetes and weight management, 262

Chewing gum for delivering caffeine, 262

Chewing gums for delivering nicotine, 263

Chewing gum for delivering acetyl salicylic acid, 265

Chewing gum for delivering insulin, 265

Lozenges as delivery systems, 266

Lozenges for delivering flavors and sensates, 267

Lozenges for delivering relief from cough and sore throat, 268

Lozenges as delivery systems for oral care, 269

Lozenges for delivering nicotine (Smoking Cessation), 270

Oral thin films, 271

Seamless capsules, 274

References, 276

10 Assessing bioavailability and nutritional value of microencapsulated minerals, 289
Diego Moretti and Michael Zimmermann

Introduction, 289

Assessing bioavailability and nutritional value of minerals for human use, 291

In vitro methods, 293

Animal studies, 295

Studies in human subjects using tracers, 297

Intervention studies in humans, 300

Special considerations in evaluating the bioavailability of encapsulated minerals, 303

Solubility of the coating material in the GI tract, 303

Coating material as a functional ingredient, 303

Outlook and research questions, 304

References, 304

11 Effects of microencapsulation on bioavailability of fish oil omega-3 fatty acids, 309
Philip Christophersen, Mingshi Yang and Huiling Mu

Introduction, 309

Chemistry of omega-3 fatty acids, 310

Functional foods enriched with omega-3 fatty acids, 312

Bioavailability of omega-3 fatty acids, 312

Effect of chemical structure, 314

Effect of microencapsulation on bioavailability of omega-3 fatty acids, 315

Conclusions, 324

References, 325

12 Innovative applications of micro and nanoencapsulation in food packaging, 333
Murat Ozdemir and Tansel Kemerli

Introduction, 333

Antimicrobial food packaging materials and controlled release applications, 335

Antimicrobials-organic acids, peptides, essential oils, 344

Antimicrobial essential oils, 347

Metals and metal oxides, 348

Insect and rodent repellents, 351

Scented fragrance inserts and aroma-flavor releasing systems, 353

Encapsulated pigments and fillers, 357

Encapsulated inks and time-temperature indicators, 362

Future perspective, 368

References, 369

Index, 379

Encapsulation and Controlled Release Technologies

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      View other formats and editions of Encapsulation and Controlled Release Technologies by Jamileh M. Lakkis

      Publisher: John Wiley and Sons Ltd
      Publication Date: Publication Date: 15/04/2016
      ISBN13: 9781118733523, 978-1118733523
      ISBN10: 1118733525

      Description

      Book Synopsis

      The emergence of the discipline of encapsulation and controlled release has had a great impact on the food and dietary supplements sectors; principally around fortifying food systems with nutrients and health-promoting ingredients. The successful incorporation of these actives in food formulations depends on preserving their stability and bioavailability as well as masking undesirable flavors throughout processing, shelf life and consumption.

      This second edition of Encapsulation and Controlled Release Technologies in Food Systems serves as an improvement and a complement companion to the first. However, it differentiates itself in two main aspects. Firstly, it introduces the reader to novel encapsulation and controlled release technologies which have not yet been addressed by any existing book on this matter, and secondly, it offers an in-depth discussion on the impact of encapsulation and controlled release technologies on the bioavailability of health ingredients an

      Table of Contents

      List of contributors, xiii

      Foreword, xvii

      Preface to second edition, xix

      Preface to first edition, xxi

      1 Introduction, 1
      Jamileh M. Lakkis

      Wall-forming materials, 2

      Core materials, 2

      Release triggers, 2

      Payload, 2

      Current approaches to encapsulation and controlled release, 3

      Entrapment in carbohydrate matrices, 3

      Complexation into cyclodextrins, 6

      Encapsulation in microporous matrices: physical adsorption, 6

      Encapsulation in fats and waxes, 7

      Encapsulation in emulsions and micellar systems, 7

      Encapsulation in coacervated polymers, 8

      Encapsulation using supercritical fluids, 9

      Encapsulation into hydrogel matrices, 9

      Encapsulation using flow-focusing technology, 10

      Overview of controlled-release systems, 11

      Matrix systems, 11

      Reservoir systems, 12

      Combination systems, 12

      Release mechanisms, 13

      References, 13

      2 Encapsulation of edible active compounds using supercritical fluids, 16
      Salima Varona, Ángel Martín and María José Cocero

      Supercritical fluid technology, 16

      Properties of supercritical fluids, 16

      Implementation of processes using SCFs: Basic considerations, 17

      Current industrial applications, 18

      Particle formation processes, 19

      SCFs as solvents, 19

      SCFs as antisolvents, 20

      SCFs as solutes, 22

      SCFs as propellants, 22

      Products, 24

      Single compound products, 24

      Co-precipitation and encapsulation processes: Carrier materials, 25

      Encapsulation of solid active compounds, 26

      Encapsulation of liquid active compounds, 27

      Case study: Encapsulation of lavandin essential oil, 29

      Encapsulation in water-soluble carriers, 30

      Encapsulation in water-insoluble carriers, 32

      Impregnation, 33

      Comparison with alternative encapsulation technologies, 34

      References, 36

      3 Encapsulation by complex coacervation, 41
      Curt Thies

      Introductory comments, 41

      Complex coacervation background and terminology, 42

      Biopolymers and complex coacervation, 43

      Biopolymer structure and properties, 43

      Milk and vegetable protein denaturation, 48

      Reproducibility issues, 49

      Concluding biopolymer comments, 51

      Stabilization and solidification of complex coacervate capsule shells, 52

      Overview, 52

      mTGase treatment of complex coacervate capsule shells, 53

      Overview of current encapsulation protocols, 59

      Concluding comments, 71

      References, 71

      4 Lyophilized liposomes for food applications: Fundamentals, processes, and potential applications, 78
      Taise Toniazzo and Samantha C. Pinho

      Introduction, 78

      Liposomes: Structure, production methods, and applications in foods, 79

      Formulation factors affecting liposome integrity after lyophilization, 84

      Influence of the lyophilization process parameters and technological factors on the lyophilized product, 89

      Concluding remarks and future perspectives, 90

      References, 91

      5 Microencapsulation of probiotics, 97
      Thierry F. Vandamme, Gildas K. Gbassi, Trinh Lan Nguyen and Xiang Li

      Introduction to probiotics, 97

      Definitions, applications, and advantages of probiotics, 97

      Introduction to microencapsulation, 99

      Definition, 99

      Purpose of microencapsulation, 100

      Structural details of microcapsules, 100

      Materials used in the microencapsulation of probiotics, 102

      Factors affecting the microencapsulation effectiveness of probiotics, 114

      Methods used in microencapsulating probiotics, 115

      Extrusion technique for microencapsulation, 115

      Emulsion technique, 115

      Use of drying technology for microencapsulating Probiotics, 117

      Interfacial polymerization and coacervation, 119

      Co-crystallization method, 120

      Molecular inclusion, 120

      Centrifugal extrusion technique, 120

      Conclusion and prospects, 121

      References, 121

      6 Emulsions as delivery systems in foods, 129
      Ingrid A.M. Appelqvist, Matt Golding, Rob Vreeker and Nicolaas Jan Zuidam

      Introduction, 129

      Stabilization and destabilization of emulsion systems, 130

      Emulsion stabilization, 130

      Formulation design for food emulsions, 135

      Release triggers for emulsions, 142

      Delivery of water-soluble food actives via emulsions, 143

      Water-in-oil emulsions for controlling water-soluble actives, 143

      Effect of O/W emulsions on taste release and perception, 143

      Double emulsions for controlling water-soluble actives, 145

      Delivery of hydrophobic food actives via O/W emulsions, 149

      Lipophilic health ingredients in O/W emulsions, 149

      Aroma release from O/W emulsions, 149

      Structured emulsions in hydrogels for controlled release of aromas, 153

      Delivery of dietary fats as O/W emulsions and their protection against oxidation, 155

      Future trends, 159

      Nature-made emulsions, 159

      Monodispersed emulsions, 163

      References, 164

      7 Improved solubilization and bioavailability of nutraceuticals in nanosized self-assembled liquid vehicles, 173
      Nissim Garti, Eli Pinthus, Abraham Aserin and Aviram Spernath

      Introduction, 173

      U-Type microemulsions, swollen micelles, and progressive and full dilution, 177

      Solubilization of nonsoluble nutraceuticals, 179

      Lycopene, 180

      Phytosterols, 185

      Lutein and lutein ester, 187

      Oxidative stability, 191

      Bioavailability, 192

      CoQ10 and Improved Bioavailability, 192

      Water binding, 195

      Conclusions, 197

      References, 198

      8 Encapsulation and controlled release in bakery applications, 204
      Jamileh M. Lakkis

      Introduction, 204

      Encapsulation technologies for bakery applications, 205

      Hot melt particle coating technology, 205

      Spray congealing/chilling, 207

      High pressure congealing (beta process), 209

      Film-forming materials, 210

      Waxes, 210

      Resins, 212

      Glycol polymers, 212

      Fats and glycerides, 212

      Lauric acid group, 212

      Palmitic acid group, 213

      Oleic/linoleic acid group, 213

      Characteristics of wax and fat coating materials, 213

      Ideal properties of encapsulated particles for bakery applications, 216

      Good barrier properties, 216

      Mechanical strength, 216

      Surface morphology, 217

      Adhesion and cohesiveness, 217

      Particle size distribution, 217

      Film thickness, 217

      Melting properties, 217

      Applications of encapsulated actives in bakery applications, 218

      Leavening systems, 218

      Encapsulated sweeteners, 222

      Encapsulated antimicrobial agents, 224

      Encapsulated minor ingredients, 229

      Flavors, 229

      Encapsulated nutrients, 229

      References, 230

      9 Encapsulation and controlled release applications in confectionery and oral care products, 236
      Jamileh M. Lakkis

      Introduction, 236

      Physiology and organization of the oral area, 237

      Permeability and barrier functions of the oral cavity, 239

      Membranes – physiology and transport routes (Plasma and Epithelial membranes), 239

      Plasma membranes, 239

      Epithelial membranes, 240

      Oral mucosa, 240

      Saliva, 242

      Keratinization, 242

      Polarity, 243

      pH, 243

      Transport mechanisms across membranes, 244

      Delivery sites in the oral cavity, 245

      Advantages of the oral route for drug delivery, 247

      Disadvantages of oral route delivery, 248

      Dosage formulation, 249

      Physico-chemical properties of the active and dosage, 249

      Confectionery products as delivery systems, 249

      Chewing gum as a delivery system, 249

      Typical gum composition and manufacture, 250

      Chewing gums for delivering flavors and non-medicated actives, 252

      Effect of saliva flow rate on flavor release, 254

      Effect of non-sugar sweeteners (Polyols), 255

      Effect of sensates on flavor release from chewing gum, 256

      Chewing gum for delivering cosmetic and medicated actives, 257

      Oral and dental health (Antimicrobials, Dental Caries Prevention, Xerostomia), 257

      Antimicrobials, 257

      Chewing gums for delivering actives for minor pains, diabetes and weight management, 262

      Chewing gum for delivering caffeine, 262

      Chewing gums for delivering nicotine, 263

      Chewing gum for delivering acetyl salicylic acid, 265

      Chewing gum for delivering insulin, 265

      Lozenges as delivery systems, 266

      Lozenges for delivering flavors and sensates, 267

      Lozenges for delivering relief from cough and sore throat, 268

      Lozenges as delivery systems for oral care, 269

      Lozenges for delivering nicotine (Smoking Cessation), 270

      Oral thin films, 271

      Seamless capsules, 274

      References, 276

      10 Assessing bioavailability and nutritional value of microencapsulated minerals, 289
      Diego Moretti and Michael Zimmermann

      Introduction, 289

      Assessing bioavailability and nutritional value of minerals for human use, 291

      In vitro methods, 293

      Animal studies, 295

      Studies in human subjects using tracers, 297

      Intervention studies in humans, 300

      Special considerations in evaluating the bioavailability of encapsulated minerals, 303

      Solubility of the coating material in the GI tract, 303

      Coating material as a functional ingredient, 303

      Outlook and research questions, 304

      References, 304

      11 Effects of microencapsulation on bioavailability of fish oil omega-3 fatty acids, 309
      Philip Christophersen, Mingshi Yang and Huiling Mu

      Introduction, 309

      Chemistry of omega-3 fatty acids, 310

      Functional foods enriched with omega-3 fatty acids, 312

      Bioavailability of omega-3 fatty acids, 312

      Effect of chemical structure, 314

      Effect of microencapsulation on bioavailability of omega-3 fatty acids, 315

      Conclusions, 324

      References, 325

      12 Innovative applications of micro and nanoencapsulation in food packaging, 333
      Murat Ozdemir and Tansel Kemerli

      Introduction, 333

      Antimicrobial food packaging materials and controlled release applications, 335

      Antimicrobials-organic acids, peptides, essential oils, 344

      Antimicrobial essential oils, 347

      Metals and metal oxides, 348

      Insect and rodent repellents, 351

      Scented fragrance inserts and aroma-flavor releasing systems, 353

      Encapsulated pigments and fillers, 357

      Encapsulated inks and time-temperature indicators, 362

      Future perspective, 368

      References, 369

      Index, 379

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