{"product_id":"nasd-arbitration-solution-9780470126325","title":"NASD Arbitration Solution","description":"\u003cb\u003eBook Synopsis\u003c\/b\u003e\u003cbr\u003e\u003cb\u003eThe right brain guide to NASD compliance for Registered Representatives\u003c\/b\u003e  \u003cp\u003eThis book tells the thrilling story of Thomas Hine''s 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical how to advice to create the definitive one-stop resource for Registered Representatives.\u003c\/p\u003e\u003cbr\u003e\u003cbr\u003e\u003cb\u003eTable of Contents\u003c\/b\u003e\u003cbr\u003eWhy I Wrote This Book.  \u003cp\u003eAcknowledgments.\u003c\/p\u003e \u003cp\u003eIntroduction.\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart One: My NASD Arbitration from Start to Finish.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 1 Sweating Bullets.\u003c\/p\u003e \u003cp\u003eChapter 2 24: The Day That Almost Never Ended.\u003c\/p\u003e \u003cp\u003eChapter 3 Expert Witness Unmasked: An Offer to Settle—I Finally Get to Testify.\u003c\/p\u003e \u003cp\u003eChapter 4 Cross-Examination—It Was War.\u003c\/p\u003e \u003cp\u003eChapter 5 Closing Arguments—And a Decision.\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Two: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 6 The Cycle of Life.\u003c\/p\u003e \u003cp\u003eChapter 7 To Protect and Grow.\u003c\/p\u003e \u003cp\u003eChapter 8 Humility: The White-Belt Attitude.\u003c\/p\u003e \u003cp\u003eChapter 9 Integrity: Look in the Mirror.\u003c\/p\u003e \u003cp\u003eChapter 10 Duality: Yin and Yang.\u003c\/p\u003e \u003cp\u003eChapter 11 Awareness: The Third Eye.\u003c\/p\u003e \u003cp\u003eChapter 12 Dedication: Kaizen.\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart Three: How to Prevail in an NASD Arbitration Hearing.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 13 What’s the Cost?\u003c\/p\u003e \u003cp\u003eChapter 14 Case Studies.\u003c\/p\u003e \u003cp\u003eChapter 15 The Lawyer’s Perspective: How to Prepare and Try an NASD Arbitration Case—by James W.Weller, Esq.\u003c\/p\u003e \u003cp\u003eChapter 16 How to Prepare for NASD Arbitration.\u003c\/p\u003e \u003cp\u003eChapter 17 Preparing to Testify and Managing Your Case to Conclusion.\u003c\/p\u003e \u003cp\u003e\u003cb\u003eAppendices.\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eAppendix A NASD Arbitration Case Flow.\u003c\/p\u003e \u003cp\u003eAppendix B NASD Arbitration Trends.\u003c\/p\u003e \u003cp\u003eAppendix C Errors-and-Omissions Insurance.\u003c\/p\u003e \u003cp\u003eAppendix D Technology Tools.\u003c\/p\u003e \u003cp\u003eIndex.\u003c\/p\u003e \u003cp\u003eAbout the Authors.\u003c\/p\u003e","brand":"John Wiley \u0026 Sons Inc","offers":[{"title":"Default Title","offer_id":49402292339031,"sku":"9780470126325","price":30.39,"currency_code":"GBP","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0817\/1739\/5799\/files\/9780470126325.jpg?v=1730479967","url":"https:\/\/bookcurl.com\/products\/nasd-arbitration-solution-9780470126325","provider":"Book Curl","version":"1.0","type":"link"}