{"product_id":"investors-guide-to-loss-recovery-9780470937624","title":"Investors Guide to Loss Recovery","description":"\u003cb\u003eBook Synopsis\u003c\/b\u003e\u003cbr\u003e\u003cb\u003eEssential guidance for recovery of lost assets through arbitration, mediation and other forms of conflict resolution\u003c\/b\u003e  \u003cp\u003eSince the discovery of the Madoff fraud and investment scandals associated with the global credit crisis, investors have become aware that they can fight back and demand both justice and monetary recovery. To date, the only reliable resources on securities arbitration have been either sensationalized accounts of how to sue Wall Street or legal references, which provide no practical application. Filled with expert guidance showing investors how arbitration works, \u003ci\u003eInvestor''s Guide to Loss Recovery\u003c\/i\u003e fills that gap by providing a focus on all of the investor''s options when a conflict arises.\u003c\/p\u003e \u003cul\u003e \u003cli\u003eIncludes charts showing the major areas of litigation as well as empirical evidence of enhanced awareness of investment misconduct\u003c\/li\u003e \u003cli\u003eProprietary research by the author, demonstrating arbitration results\u003c\/li\u003e \u003cli\u003eAnalysis on how newly enacted regulat\u003cbr\u003e\u003cbr\u003e\u003cb\u003eTable of Contents\u003c\/b\u003e\u003cbr\u003eForeword xi  \u003cp\u003ePreface xiii\u003c\/p\u003e \u003cp\u003eAcknowledgments xix\u003c\/p\u003e \u003cp\u003eIntroduction xxiii\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 1: Road to Recovery 1\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eA Sharp Stick 1\u003c\/p\u003e \u003cp\u003eDodd-Frank: The Engine That Could 2\u003c\/p\u003e \u003cp\u003eRejecting Acceptance 4\u003c\/p\u003e \u003cp\u003eThe Incalculable Threshold 5\u003c\/p\u003e \u003cp\u003eDealing with the Demons 6\u003c\/p\u003e \u003cp\u003eWhat Went Wrong? 7\u003c\/p\u003e \u003cp\u003eWhat Can Be Done? 7\u003c\/p\u003e \u003cp\u003eCriminal Trials 8\u003c\/p\u003e \u003cp\u003eCivil Litigation 14\u003c\/p\u003e \u003cp\u003eClass Action Litigation 17\u003c\/p\u003e \u003cp\u003eMediation 18\u003c\/p\u003e \u003cp\u003eArbitration 20\u003c\/p\u003e \u003cp\u003eNotes 21\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 2: Rock, Paper, Scissors 25\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eFive, Cinq, Fu¨nf, Cinco 25\u003c\/p\u003e \u003cp\u003eCategory 1 ADR: Member Firm versus Member Firm 27\u003c\/p\u003e \u003cp\u003eCategory 2 ADR: Employee versus Member Firm 29\u003c\/p\u003e \u003cp\u003eCategory 3 ADR: Member Firm versus Employee 31\u003c\/p\u003e \u003cp\u003eCategory 4 ADR: Member Firm versus Private Investor 33\u003c\/p\u003e \u003cp\u003eCategory 5 ADR: Investor versus Member Firm 34\u003c\/p\u003e \u003cp\u003eNotes 38\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 3: Paperwork and Nostalgia 41\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eEquity, \u003ci\u003eEpieikeia\u003c\/i\u003e, or Myth? 41\u003c\/p\u003e \u003cp\u003eChallenge of Solo Flight 44\u003c\/p\u003e \u003cp\u003eA Trip to the Clinic 46\u003c\/p\u003e \u003cp\u003ePaper versus Panel 47\u003c\/p\u003e \u003cp\u003eThe Perfect Counsel Is Imperfect 48\u003c\/p\u003e \u003cp\u003eThe Cone of (Near Total) Silence 50\u003c\/p\u003e \u003cp\u003eHistorical Revisionism 51\u003c\/p\u003e \u003cp\u003eStrange Ways 52\u003c\/p\u003e \u003cp\u003eNotes 53\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 4: Revolutionary Acts 55\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eJewels Among the Stones 55\u003c\/p\u003e \u003cp\u003eThree Chords and the Truth 57\u003c\/p\u003e \u003cp\u003eYour Story, Your Commitment 57\u003c\/p\u003e \u003cp\u003eThe Edge of Courage 60\u003c\/p\u003e \u003cp\u003eMore Than a Suggestion 62\u003c\/p\u003e \u003cp\u003eCustomer Requirements, List 2 62\u003c\/p\u003e \u003cp\u003eI See Something That You Don't See 64\u003c\/p\u003e \u003cp\u003eRespondent Requirements, List 1 65\u003c\/p\u003e \u003cp\u003eNegligence\/Breach of Fiduciary Duty, Lists 9 and 10 66\u003c\/p\u003e \u003cp\u003eChurning, Lists 3 and 4 67\u003c\/p\u003e \u003cp\u003eFailure to Supervise, Lists 5 and 6 69\u003c\/p\u003e \u003cp\u003eMisrepresentation\/Omissions, Lists 7 and 8 70\u003c\/p\u003e \u003cp\u003eUnauthorized Trading, Lists 11 and 12 71\u003c\/p\u003e \u003cp\u003eUnsuitability, Lists 13 and 14 72\u003c\/p\u003e \u003cp\u003eReform through Reduction? 73\u003c\/p\u003e \u003cp\u003eA Venue for Intellect and Reason 74\u003c\/p\u003e \u003cp\u003eNotes 75\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 5: Expect the Unexpected 77\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eTracking an M-80 77\u003c\/p\u003e \u003cp\u003eThe Baker's Dozen 78\u003c\/p\u003e \u003cp\u003eNew Account Paperwork 79\u003c\/p\u003e \u003cp\u003eCustomer Monthly Statements 81\u003c\/p\u003e \u003cp\u003eCustomer Federal Tax Returns and Schedules 83\u003c\/p\u003e \u003cp\u003eCommunications 84\u003c\/p\u003e \u003cp\u003ePresentations and Proposals 85\u003c\/p\u003e \u003cp\u003eCommissions and Fees 86\u003c\/p\u003e \u003cp\u003eCompliance Manuals and Evidence of Supervision 88\u003c\/p\u003e \u003cp\u003eBusiness Unit Audit Results 90\u003c\/p\u003e \u003cp\u003eRegulatory Central Data Records 91\u003c\/p\u003e \u003cp\u003eProspectuses and Offering Documents 92\u003c\/p\u003e \u003cp\u003ePhone Records 93\u003c\/p\u003e \u003cp\u003eMarketing Materials 93\u003c\/p\u003e \u003cp\u003eDamage Calculations 94\u003c\/p\u003e \u003cp\u003eNotes 97\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 6: The Lean Compromise 99\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eIn Other Words, \u003ci\u003eSchiedsgerichtsvereinbarung\u003c\/i\u003e 99\u003c\/p\u003e \u003cp\u003eAugustinian Guidance 101\u003c\/p\u003e \u003cp\u003eMediation, Act I: Getting to Know You 106\u003c\/p\u003e \u003cp\u003eMediation, Act II: We Are Gathered Together 108\u003c\/p\u003e \u003cp\u003eMediation, Act III: I'm a Victim 109\u003c\/p\u003e \u003cp\u003eMediation, Act IV: Hold On, Not So Fast 111\u003c\/p\u003e \u003cp\u003eMediation, Act V: Deal or No Deal? 113\u003c\/p\u003e \u003cp\u003eNotes 115\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 7: Arbitration: People, Places, and Things 117\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eArbitration (Third Century B.C.) 117\u003c\/p\u003e \u003cp\u003ePeople 119\u003c\/p\u003e \u003cp\u003ePlaces 121\u003c\/p\u003e \u003cp\u003eThings 122\u003c\/p\u003e \u003cp\u003eArbitration Script 125\u003c\/p\u003e \u003cp\u003eNotes 150\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 8: The Advocates 151\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eAdvocacy, Not Advice 151\u003c\/p\u003e \u003cp\u003eMargery S. Bronster 152\u003c\/p\u003e \u003cp\u003eLouis F. Burke 156\u003c\/p\u003e \u003cp\u003eG. Kent Edwards 163\u003c\/p\u003e \u003cp\u003eRichard S. Frankowski 167\u003c\/p\u003e \u003cp\u003eJan Graham 173\u003c\/p\u003e \u003cp\u003eCharles C. Mihalek 176\u003c\/p\u003e \u003cp\u003eTina Morin 180\u003c\/p\u003e \u003cp\u003eWilliam S. Shepherd 186\u003c\/p\u003e \u003cp\u003eWisdom 2,317 Miles from Wall Street 189\u003c\/p\u003e \u003cp\u003eNotes 189\u003c\/p\u003e \u003cp\u003e\u003cb\u003eCHAPTER 9: End of the Beginning 191\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003e\u003ci\u003eWabi-Sabi\u003c\/i\u003e 191\u003c\/p\u003e \u003cp\u003eTwenty-Four Points 192\u003c\/p\u003e \u003cp\u003eA Graphic Graphic 195\u003c\/p\u003e \u003cp\u003eThe Equation 198\u003c\/p\u003e \u003cp\u003eWe the People 198\u003c\/p\u003e \u003cp\u003eNotes 199\u003c\/p\u003e \u003cp\u003eAbout the Author 201\u003c\/p\u003e \u003cp\u003e\u003cb\u003eIndex 203\u003c\/b\u003e\u003c\/p\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"John Wiley \u0026 Sons Inc","offers":[{"title":"Default Title","offer_id":49525397389655,"sku":"9780470937624","price":999.99,"currency_code":"GBP","in_stock":false}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0817\/1739\/5799\/files\/9780470937624.jpg?v=1731860356","url":"https:\/\/bookcurl.com\/products\/investors-guide-to-loss-recovery-9780470937624","provider":"Book Curl","version":"1.0","type":"link"}